tag
How does the advisor help clients – Key Takeaways:
R. F. LAFFERTY & CO., INC. is a financial services firm that strives to provide expert advice and guidance to its clients. The firm has a team of experienced financial advisors who offer a range of services to help clients achieve their financial goals.
Facts and Insights
Founded in 1973, R. F. LAFFERTY & CO., INC. has over 45 years of experience in the financial industry. The firm is headquartered in New York City and currently has approximately 150 advisors spread across multiple branch locations.
The firm is primarily a securities broker-dealer and offers a variety of financial services, including investment management, financial planning, and asset management. R. F. LAFFERTY & CO., INC. caters to both individual and institutional clients, providing them with personalized strategies and solutions tailored to their unique needs and goals.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $3.5 billion | 150+ | 45+ years |
Financial Services Offered
- Investment Management
- Financial Planning
- Asset Management
Client Types
R. F. LAFFERTY & CO., INC. serves a diverse client base, including:
- Individuals
- High-net-worth individuals
- Institutions
Fees & Compensation
The firm charges fees based on a percentage of assets under management. These fees may vary depending on the services provided and the size of the client’s portfolio. In some cases, the firm may also charge additional fees for certain services, such as financial planning.
R. F. LAFFERTY & CO., INC. may also receive compensation from third-party providers for the sale of certain financial products or services.
Background
R. F. LAFFERTY & CO., INC. was founded in 1973 by Raymond F. Lafferty, a seasoned financial professional with over 60 years of experience in the industry. With a team of highly qualified advisors, the firm has built a strong reputation for providing superior financial advice and services to its clients.
Financial Advisor Disclosures to Know
As a financial expert, R. F. LAFFERTY & CO., INC. is required to provide full disclosure of any potential conflicts of interest or disciplinary actions that may affect their clients. The firm has a clean disciplinary record and follows strict ethical standards to ensure the best interests of their clients are always prioritized.