How does the advisor help clients – Key Takeaways:
RC FINANCIAL, INC. is a financial advisory company that provides expert advice and services to its clients. Their team of experienced professionals work closely with each client to understand their unique financial needs and goals, and create personalized strategies to help them meet those goals.
Facts and Insights
Founded in 2001, RC FINANCIAL, INC. has been in the financial advisory business for almost 20 years. They have a team of over 50 financial advisors who are dedicated to providing the best possible service and advice to their clients. The company is headquartered in New York City and has expanded to have offices in several major cities across the United States.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (USD) | Number of Advisors | Time in Business (Years) |
|---|---|---|
| $500 million+ | 50+ | 19 |
Financial Services Offered
RC FINANCIAL, INC. offers a wide range of financial services to their clients, including:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Education planning
- Insurance planning
Client Types
RC FINANCIAL, INC. works with a diverse range of clients, including individuals, families, small businesses, and corporations. They have experience working with clients from all income levels and backgrounds, and pride themselves on being able to offer personalized services to each and every client.
Fees & Compensation
RC FINANCIAL, INC. operates on a fee-only basis, meaning they do not earn commissions from the sale of financial products. Their fees are based on a percentage of assets under management, allowing them to align their interests with those of their clients. Their transparent fee structure helps clients feel confident that their financial advisor is always acting in their best interest.
Background
The team at RC FINANCIAL, INC. consists of experienced and knowledgeable financial professionals with a range of industry certifications and designations, such as Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), and Chartered Life Underwriter (CLU). They also prioritize ongoing education and training to stay up-to-date on the latest financial strategies and trends.
Financial Advisor Disclosures to Know
RC FINANCIAL, INC. is registered with the Securities and Exchange Commission (SEC) and is held to a fiduciary standard, meaning they are legally required to always act in their clients’ best interest. They have a clean record with no disciplinary actions taken against them by any regulatory agencies. Additionally, they have a transparent fee structure and always disclose any potential conflicts of interest to their clients.