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How does the advisor help clients – Key Takeaways:
REGAL INVESTMENT ADVISORS LLC (or “Regal”) is a leading financial advisory firm that provides personalized wealth management solutions to clients. Their team of skilled advisors helps individual and institutional clients make informed financial decisions based on their unique needs and goals.
- Regal offers a range of financial services including investment management, retirement planning, tax planning, and estate planning. They also provide advice on 401(k) plans, IRAs, annuities, and insurance products.
- The firm takes a comprehensive approach to managing client assets, considering factors such as risk tolerance, time horizon, and financial goals to create a customized investment strategy.
- Regal prides itself on its high level of client service, offering regular communication and ongoing support to help clients stay on track towards their financial goals.
Facts and Insights
Regal Investment Advisors LLC was founded in 2005 and is headquartered in New York City. As of 2021, the firm manages assets worth over $2.5 billion and has a team of 25 advisors serving clients across the United States.
Assets Under Management, Number of Advisors and Time in Business:
| Company | Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|---|
| Regal Investment Advisors LLC | $2.5 billion | 25 | 16 years |
Financial Services Offered
- Investment Management
- Retirement Planning
- Tax Planning
- Estate Planning
- 401(k) Plans
- IRAs
- Annuities
- Insurance Products
Client Types
Regal Investment Advisors LLC is dedicated to serving a diverse range of clients, including high-net-worth individuals, corporate executives, small business owners, and institutional investors.
Fees & Compensation
Regal Investment Advisors LLC charges a fee based on assets under management, typically between 0.2% and 2% of AUM. This fee structure aligns the advisor’s success with the client’s success, as the firm’s compensation is tied to the performance of the client’s portfolio.
Background
Regal Investment Advisors LLC was founded by a team of experienced financial advisors who wanted to offer their clients a more personalized and independent approach to wealth management. The firm is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).
Financial Advisor Disclosures to Know
As a registered investment advisor, Regal Investment Advisors LLC has a fiduciary duty to act in the best interests of its clients and to disclose any potential conflicts of interest. The firm has a clean disciplinary record with no legal or regulatory actions against it.