How does the advisor help clients – Key Takeaways:
Risk Overlay Associates LLC is a financial advisory firm that provides risk management solutions to clients. The key takeaways from the firm’s services are:
- Strategic risk management strategies for clients’ investment portfolios.
- Customized solutions based on each client’s unique risk profile and investment goals.
- Continued monitoring and portfolio adjustments to align with market conditions and client needs.
- Expert financial guidance and support for informed decision making.
Facts and Insights:
Founded in 2010, Risk Overlay Associates LLC has over 10 years of experience in providing risk management solutions to clients. The firm is based in New York City and currently has 25 advisors. As of December 31, 2020, the firm had $105.8 million in assets under management.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (as of 12/31/2020) | Number of Advisors (as of 12/31/2020) | Time in Business |
|---|---|---|
| $105.8 million | 25 | 10+ years |
Financial Services Offered:
Risk Overlay Associates LLC offers a range of financial services to help clients manage their investment portfolios. These services include:
- Assessing risk tolerance and developing investment strategies.
- Analyzing market conditions and trends to guide investment decisions.
- Monitoring and adjusting portfolios to align with market fluctuations and client needs.
- Providing ongoing support and guidance for informed decision making.
Client Types:
Risk Overlay Associates LLC primarily serves high-net-worth individuals and families, as well as institutional clients such as pension funds and endowments. The firm also works with corporations and non-profits to develop risk management strategies for their investment portfolios.
Fees & Compensation:
Risk Overlay Associates LLC charges clients a percentage of assets under management as their fee. This percentage can vary based on the size of the client’s portfolio and the services provided. The firm may also receive compensation from third parties such as mutual funds or insurance companies.
Background:
Risk Overlay Associates LLC was founded in 2010 by a team of experienced financial professionals with a strong background in risk management. The firm’s founders saw a need for specialized risk management solutions in the financial industry and set out to provide clients with expert guidance and support.
Financial Advisor Disclosures to Know:
As a registered investment advisor, Risk Overlay Associates LLC has a fiduciary duty to act in the best interests of its clients. This means that the firm must always put the client’s interests ahead of its own and disclose any potential conflicts of interest. The firm’s advisors are also required to provide clients with all necessary information about fees, compensation, and potential risks associated with their recommended strategies.