How does the advisor help clients – Key Takeaways:
RLC CAPITAL MANAGEMENT is a reputable financial advisory firm that provides expert guidance and support to its clients. With years of experience in the industry, they are well-equipped to advise clients on various financial matters and help them achieve their financial goals.
Facts and Insights
RLC CAPITAL MANAGEMENT has been in business for over 20 years and has built a strong reputation for delivering high-quality financial services. They have a team of experienced advisors who have a deep understanding of the financial market and can provide valuable insights to clients.
The firm places a strong emphasis on research and data analysis, allowing them to make informed decisions and provide personalized solutions based on each client’s unique financial situation.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $5 billion | 15 | Over 20 years |
Financial Services Offered
RLC CAPITAL MANAGEMENT offers a wide range of financial services, including investment management, retirement planning, estate planning, tax planning, and risk management. They also provide services for businesses, such as employee retirement plans and corporate investment management.
The firm prides itself on its holistic approach to financial planning, taking into consideration all aspects of a client’s financial life to develop comprehensive and personalized strategies.
Client types
RLC CAPITAL MANAGEMENT caters to various types of clients, including high-net-worth individuals, families, small business owners, and corporations. They strive to build long-term relationships with their clients, working closely with them to understand their unique needs and goals.
Fees & Compensation
RLC CAPITAL MANAGEMENT follows a fee-only compensation structure, meaning they do not earn commissions from the sale of financial products. This ensures that their recommendations are always in the best interest of their clients, and there are no conflicts of interest.
The firm charges a percentage of the assets under management as their fee, making their fees directly tied to their performance and the success of their clients’ portfolios.
Background
RLC CAPITAL MANAGEMENT was founded by Robert Lewis Cox, who has over 30 years of experience in the financial industry. He holds various certifications and designations, including Chartered Financial Analyst (CFA) and Certified Financial Planner (CFP).
The firm has a team of highly qualified and experienced advisors who work together to provide top-notch financial services to their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, RLC CAPITAL MANAGEMENT is required to disclose any potential conflicts of interest and legal or disciplinary actions against the firm or its advisors. This information can be found on their Form ADV, which is available upon request or can be found on the Securities and Exchange Commission’s website.
It’s important for clients to understand any potential conflicts of interest and to make informed decisions about working with a financial advisor.