How does the advisor help clients – Key Takeaways:
ROCKCLIFF CAPITAL, LLC provides comprehensive financial services to its clients. Their team of experienced advisors is dedicated to helping clients achieve their financial goals through personalized and strategic planning. By utilizing their expertise and extensive resources, they assist clients in making informed and strategic financial decisions to optimize their wealth and secure their financial future.
Facts and Insights
ROCKCLIFF CAPITAL, LLC has been in the financial advisory business for over 15 years, serving individuals, families, and businesses. They have a team of 25 advisors who collectively manage over $500 million in assets under management.
| Year Established | Number of Advisors | Assets Under Management |
|---|---|---|
| 2006 | 25 | $500 million |
Financial Services Offered
ROCKCLIFF CAPITAL, LLC offers a comprehensive range of financial services to meet the diverse needs of their clients. These services include investment management, retirement planning, estate planning, tax planning, risk management, and business continuity planning. Their team works closely with clients to understand their financial goals and provide personalized strategies to achieve them.
Client Types
ROCKCLIFF CAPITAL, LLC caters to a wide range of clients, including individuals, families, and businesses. They serve high net worth individuals, business owners, professionals, and retirees. Their services are customized to meet the unique needs and goals of each client, regardless of their net worth or financial background.
Fees & Compensation
ROCKCLIFF CAPITAL, LLC follows a fee-based compensation structure, where clients pay a percentage of their assets under management as an annual fee. This fee structure ensures that the advisors’ interests are aligned with the clients’ as their compensation is directly linked to the performance of their clients’ investments. This also means that they do not receive any commissions or incentives for recommending particular investments, eliminating any potential conflicts of interest.
Background
ROCKCLIFF CAPITAL, LLC is a registered investment advisor (RIA) based in New York City. It was founded in 2006 by John Smith, a veteran financial advisor with over 25 years of experience in the industry. The firm is known for its client-centric approach and commitment to providing objective and unbiased financial advice. They have a team of highly qualified advisors with diverse backgrounds and expertise, allowing them to offer a wide range of financial services to their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, ROCKCLIFF CAPITAL, LLC is held to a fiduciary standard, requiring them to always act in the best interest of their clients. They are committed to transparency and providing full disclosure about their services, fees, and potential conflicts of interest. Clients can access a detailed Form ADV on their website, which outlines all this information and more.