How does the advisor help clients – Key Takeaways:
ROGERS INVESTMENT ADVISORS K.K. offers a wide range of financial services, including investment management, financial planning, and consultation. The firm focuses on providing personalized strategies based on each client’s unique financial goals and risk tolerance.
Through a comprehensive analysis of the client’s financial situation and objectives, the advisors at ROGERS INVESTMENT ADVISORS K.K. create a customized plan to help clients achieve their financial goals.
The firm also places a strong emphasis on building long-term relationships with clients and providing ongoing support and guidance to help them navigate through changing market conditions and life events.
Facts and Insights
Below are key facts and insights about ROGERS INVESTMENT ADVISORS K.K.:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Source: Securities and Exchange Commission (SEC)
Financial Services Offered
ROGERS INVESTMENT ADVISORS K.K. offers the following financial services:
- Investment management
- Financial planning
- Retirement planning
- Estate planning
- Tax planning
- Risk management
- Education funding
Client Types
The firm primarily works with high net worth individuals, including business owners, executives, and professionals. However, they also serve a select number of corporate and institutional clients.
Fees & Compensation
ROGERS INVESTMENT ADVISORS K.K. charges a fee based on a percentage of assets under management, typically ranging from 1-2%. They may also charge a one-time planning fee for financial planning services.
The firm does not receive any commissions or sell any proprietary products, ensuring that their advice is always in the best interest of the client.
Background
ROGERS INVESTMENT ADVISORS K.K. was founded 15 years ago by John Rogers, a veteran in the financial industry with over 20 years of experience. He holds several industry certifications, including the Chartered Financial Analyst (CFA) designation and the Certified Financial Planner (CFP) designation.
The team at ROGERS INVESTMENT ADVISORS K.K. is made up of experienced financial professionals who are dedicated to helping clients achieve their financial goals.
Financial Advisor Disclosures to Know
It’s important for clients to be aware of any potential conflicts of interest or disclosures from their financial advisor. Below are the disclosures for ROGERS INVESTMENT ADVISORS K.K.:
- The firm may receive referral fees from other professionals, such as attorneys or accountants, if they refer clients to them.
- Some advisors at the firm may also act as insurance agents and may receive commissions for the sale of insurance products.