ROMAN FINANCIAL ADVISORS
Roman Financial Advisors is a leading financial advisory firm that offers expert guidance to clients in managing their finances. With years of experience and a team of knowledgeable advisors, they provide professional and personalized services to help clients achieve their financial goals. Here’s a closer look at how the advisor helps its clients and some key facts and insights about the firm.
How does the advisor help clients – Key Takeaways:
- Offers personalized financial solutions to meet individual needs
- Expertise in various services including wealth management, retirement planning, and tax planning
- Utilizes advanced technology and tools to provide efficient and accurate services
- Ensures transparency and confidentiality in all client interactions
Facts and Insights:
Roman Financial Advisors was founded in 2005 and is headquartered in New York City. The firm has over 100 advisors and manages assets worth over $5 billion. With its team of seasoned professionals and a solid track record, the firm holds a strong reputation in the industry.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $5 billion | 100+ | Since 2005 |
Financial Services Offered:
- Wealth management
- Investment planning
- Retirement planning
- Tax planning
- Estate planning
- Insurance and risk management
Client Types:
Roman Financial Advisors caters to a diverse range of clients including individuals, families, and institutions. They understand that each client has unique financial needs and goals, and they offer tailored solutions to address them.
Fees & Compensation:
The firm follows a fee-based model where clients are charged a fee based on the assets under management or a percentage of their investment portfolio. This encourages the firm to work in the best interest of the client as their compensation is directly tied to the performance of the client’s portfolio.
Background:
The firm was founded by John Roman, who has over 20 years of experience in the financial industry. He leads a team of dedicated and highly qualified advisors who continuously strive to provide clients with top-notch financial services. With a strong focus on building long-term relationships, the firm has a loyal client base that trusts their expertise and recommendations.
Financial Advisor Disclosures to Know:
Roman Financial Advisors is a registered investment advisor and is required to adhere to the regulations set by the Securities and Exchange Commission (SEC). Clients can access the firm’s Form ADV, which provides information about the firm, its services, and any potential conflicts of interest. The firm also has a fiduciary duty towards its clients, which means they are legally obligated to act in the best interest of their clients.