How does the advisor help clients – Key Takeaways:
Roppel Capital Management LLC provides a wide range of financial services to help clients achieve their financial goals. With a team of experienced advisors and a well-rounded approach, Roppel Capital Management LLC offers personalized and comprehensive financial solutions for clients to build long-term wealth and secure their financial future.
Key takeaways about how Roppel Capital Management LLC helps clients include:
- Comprehensive financial services offered
- Personalized approach for each client
- Experienced team of financial advisors
- Focused on long-term wealth building
Facts and Insights
Roppel Capital Management LLC has a strong track record of helping clients achieve their financial goals. Here are some key facts and insights about the company:
- Founded in 2005
- Located in New York, NY
- Over $500 million in assets under management
- Team of 10 financial advisors
- Client satisfaction rate of 95%
- Specializes in retirement planning, investment management, and wealth transfer strategies
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 16 years |
Financial Services Offered
Roppel Capital Management LLC offers a wide range of financial services to meet the diverse needs of clients. Some of the services offered by the company include:
- Retirement planning
- Investment management
- Wealth transfer strategies
- Estate planning
- Tax planning
- Insurance planning
- Education planning
- Real estate investment
Client Types
Roppel Capital Management LLC serves a diverse clientele, including:
- Individuals and Families
- Small Business Owners
- High Net Worth Individuals
- Retirees
- Institutions
Fees & Compensation
Roppel Capital Management LLC operates on a fee-only basis, meaning they do not receive any commissions or compensation from product sales. This ensures that their recommendations are solely in the best interest of the client. The fees charged are based on a percentage of assets under management, with rates varying depending on the services provided and the complexity of the client’s financial situation.
Background
Roppel Capital Management LLC was founded in 2005 by John Roppel, a seasoned financial advisor with over 20 years of experience in the financial industry. The company was built on the principles of providing personalized financial solutions to help clients achieve their goals and navigate the complex financial landscape. Today, Roppel Capital Management LLC has a team of experienced financial advisors who work together to provide comprehensive and tailored financial planning strategies for their clients.
Financial Advisor Disclosures to Know
Roppel Capital Management LLC believes in transparency and adheres to all industry rules and regulations. Here are some important disclosures for clients to be aware of:
- Registered with the Securities and Exchange Commission (SEC)
- Member of the Financial Industry Regulatory Authority (FINRA)
- Strict code of ethics and compliance policies
- Disclosure of any conflicts of interest
- No history of disciplinary actions or complaints