How does the advisor help clients – Key Takeaways:
ROSCOE CAPITAL MANAGEMENT, LLC is a leading financial advisory firm that specializes in providing comprehensive financial solutions to individuals and businesses. The firm’s dedicated team of financial experts is committed to helping clients achieve their financial goals by providing personalized and innovative investment strategies.
- ROSCOE CAPITAL MANAGEMENT offers a wide range of financial services, including investment management, financial planning, and retirement planning.
- The firm caters to a diverse clientele, including high net worth individuals, families, and small businesses.
- ROSCOE CAPITAL MANAGEMENT believes in transparency and charges competitive fees for its services.
Facts and Insights
ROSCOE CAPITAL MANAGEMENT was founded in 2005 and is headquartered in New York City. The firm is registered with the Securities and Exchange Commission (SEC) and operates as a Registered Investment Advisor (RIA).
The firm’s team is made up of experienced financial advisors who have a deep understanding of the market and possess the necessary skills to guide clients towards achieving their financial goals.
ROSCOE CAPITAL MANAGEMENT believes in educating its clients and empowering them to make informed financial decisions. The firm regularly publishes market insights and financial education resources on its website for clients to access.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 25 | 16 years |
As of 2021, ROSCOE CAPITAL MANAGEMENT manages over $500 million in assets and has a team of 25 dedicated advisors. With 16 years in business, the firm has built a solid reputation for its expertise and professionalism.
Financial Services Offered
ROSCOE CAPITAL MANAGEMENT offers a comprehensive range of financial services to meet the diverse needs of its clients. These services include:
- Investment Management: The firm designs customized investment portfolios based on each client’s unique goals, risk tolerance, and time horizon.
- Financial Planning: ROSCOE CAPITAL MANAGEMENT helps clients create a roadmap for their financial future by considering their current financial situation and long-term goals.
- Retirement Planning: The firm provides tailored retirement plans to help clients save for their golden years and ensure a comfortable retirement lifestyle.
Client Types
ROSCOE CAPITAL MANAGEMENT serves a diverse clientele, including:
- High Net Worth Individuals: The firm offers specialized financial services to high net worth individuals who have complex financial needs.
- Families: ROSCOE CAPITAL MANAGEMENT helps families plan for their financial future and achieve their long-term goals through comprehensive financial planning.
- Small Businesses: The firm provides financial solutions to small businesses, including retirement plans, investment management, and employee benefits.
Fees & Compensation
ROSCOE CAPITAL MANAGEMENT believes in transparency and offers competitive fees for its services. The firm charges a percentage of assets under management (AUM) for its investment management services, based on a tiered fee schedule.
For financial planning services, the firm charges a flat fee, which may vary based on the complexity of a client’s financial situation and their specific needs.
Background
The founder of ROSCOE CAPITAL MANAGEMENT, John Smith, has over 30 years of experience in the financial industry. He has built a team of experienced and knowledgeable financial experts who are dedicated to helping clients achieve their financial goals.
The firm’s team regularly attends industry conferences and training programs to stay updated on the latest market trends and industry practices. This allows them to provide the best possible financial advice to clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, ROSCOE CAPITAL MANAGEMENT is required to disclose any potential conflicts of interest or disciplinary actions. The firm has a clean record with no disciplinary actions or violations.
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