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How does the advisor help clients – Key Takeaways:
ROSECAP INVESTMENT ADVISORS, LLC provides expert financial advice to their clients, helping them make informed decisions about their investments. Their team of financial experts uses their extensive knowledge and experience to guide clients towards their financial goals.
Facts and Insights:
As of 2020, ROSECAP INVESTMENT ADVISORS, LLC manages over $500 million in assets under their management. They have a team of 10 advisors, with an average of 20 years of industry experience. The firm has been in business for over 15 years, building a solid reputation for providing quality financial services.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management | Number of Advisors | Time in Business (years) |
|---|---|---|---|
| 2020 | $500 million | 10 | 15+ |
Financial Services Offered:
The team at ROSECAP INVESTMENT ADVISORS, LLC offers a wide range of financial services to their clients. These include portfolio management, retirement planning, tax planning, and estate planning. They also provide investment consulting and financial education to help clients better understand their investments and make sound financial decisions.
Client Types:
ROSECAP INVESTMENT ADVISORS, LLC serves a diverse range of clients, including high-net-worth individuals, small business owners, and institutional investors. They also work with families, helping them plan for their financial future and secure their legacy.
Fees & Compensation:
The firm charges a fee based on a percentage of assets under management. This fee is typically between 1.5% – 2.5%, depending on the type of account and services provided. They do not receive any commissions for recommending specific investments, ensuring that their advice is always in the best interest of the client.
Background:
ROSECAP INVESTMENT ADVISORS, LLC was founded in 2005 by John Rose, a veteran in the financial industry with over 30 years of experience. John’s philosophy is to provide personalized and comprehensive financial guidance to help clients achieve their unique financial goals. The firm has since grown and now has a dedicated team of advisors and staff.
Financial Advisor Disclosures to Know:
ROSECAP INVESTMENT ADVISORS, LLC is a registered investment advisor and is regulated by the Securities and Exchange Commission (SEC). They are required to disclose any potential conflicts of interest and always act in the best interest of their clients. Additionally, they have a clean history with no legal or regulatory actions against the firm or its advisors.