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How does the advisor help clients – Key Takeaways:
As a leading financial services firm, ROTH CAPITAL PARTNERS, LLC offers expert advice and guidance to its clients. With vast experience in the financial industry, the firm is equipped to handle a variety of financial needs and help clients achieve their financial goals.
Facts and Insights
Here are some important facts and insights to know about ROTH CAPITAL PARTNERS, LLC:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $3 billion | 100+ | 30+ years |
With over $3 billion in assets under management, the firm has a strong track record of helping clients grow their wealth. It also has a team of 100+ advisors who are dedicated to providing personalized financial advice and solutions. With 30+ years in the industry, ROTH CAPITAL PARTNERS, LLC has extensive knowledge and experience in the financial market.
Financial Services Offered
ROTH CAPITAL PARTNERS, LLC provides a wide range of financial services to help clients manage their wealth. These services include:
- Investment planning
- Retirement planning
- Tax planning
- Estate planning
- Risk management
- And more
Client Types
The firm caters to a diverse range of clients, including:
- Individuals
- High-net-worth individuals
- Businesses
- Institutional investors
Fees & Compensation
ROTH CAPITAL PARTNERS, LLC follows a fee-based compensation structure, which means that the firm’s compensation is based on a percentage of the assets under management. This ensures that the firm’s interests align with those of its clients, as the more the clients’ wealth grows, the more the firm earns.
Background
ROTH CAPITAL PARTNERS, LLC was founded in 1984 and is headquartered in Los Angeles, California. The firm has established a strong reputation in the financial industry, known for its in-depth research and personalized approach to financial services.
Financial Advisor Disclosures to Know
As a registered investment advisor, ROTH CAPITAL PARTNERS, LLC is required to disclose certain information to its clients. Some important disclosures to know include:
- The firm’s fee structure
- Any potential conflicts of interest
- Past disciplinary actions, if any
- Any affiliations with other financial institutions
By providing this information, the firm ensures transparency and maintains trust with its clients.