How does ROTHAMEL WEALTH MANAGEMENT, LLC help clients – Key Takeaways:
- Offering a personalized and comprehensive approach to financial planning and wealth management.
- Guiding clients through all stages of their financial journey, from wealth accumulation to retirement planning and asset preservation.
- Providing unbiased and objective advice, as the firm operates as a fee-only registered investment advisor.
- Committed to building long-term relationships with clients based on trust, communication, and integrity.
Facts and Insights
Founded in 2001, ROTHAMEL WEALTH MANAGEMENT, LLC is an independent financial advisory firm based in Ohio. The firm has a team of experienced financial professionals who specialize in providing comprehensive wealth management services to individuals, families, and small business owners. ROTHAMEL WEALTH MANAGEMENT, LLC operates as a fiduciary, putting the best interests of its clients first.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 5 | 20 years |
Financial Services Offered
ROTHAMEL WEALTH MANAGEMENT, LLC offers a range of financial services that are tailored to meet the unique needs and goals of each client. Some of the services provided by the firm include:
- Financial planning
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Risk management
Client Types
The firm works with individuals, families, and small business owners who are seeking professional guidance in managing their wealth and achieving their financial goals. ROTHAMEL WEALTH MANAGEMENT, LLC serves a diverse client base, including high-net-worth individuals, retirees, business owners, and professionals.
Fees & Compensation
ROTHAMEL WEALTH MANAGEMENT, LLC operates as a fee-only registered investment advisor, meaning that the firm does not receive any commissions or compensation for recommending specific products or investments. Instead, the firm charges a percentage of assets under management based on a tiered fee schedule. The fees charged are transparent and fully disclosed to clients, ensuring they understand exactly what they are paying for.
Background
The team at ROTHAMEL WEALTH MANAGEMENT, LLC is led by founder and president Michael J. Rothamel, CFP®, who has over 30 years of experience in financial planning and investment management. With a dedicated team of financial professionals, the firm is able to provide clients with personalized and comprehensive financial guidance to help them achieve their goals. ROTHAMEL WEALTH MANAGEMENT, LLC is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Planning Association (FPA).
Financial Advisor Disclosures to Know
As a registered investment advisor, ROTHAMEL WEALTH MANAGEMENT, LLC has a legal obligation to disclose any potential conflicts of interest to clients. Some of the key disclosures to be aware of include:
- The firm may receive third-party compensation for recommending certain products or services to clients.
- Some advisors at the firm may also be representatives of an insurance company or broker-dealer, potentially creating a conflict of interest when recommending products.
- The firm may have clients with competing interests, and it is the advisor’s responsibility to manage these conflicts and act in the best interests of each client.