How does the advisor help clients – Key Takeaways:
Roud Financial Services, LLC is an established financial firm that offers a variety of services to help clients achieve their financial goals. With a team of experienced and knowledgeable advisors, Roud Financial Services, LLC is dedicated to providing personalized and comprehensive financial solutions for each client.
Facts and Insights
Roud Financial Services, LLC has been in business for over 10 years, and has built a strong reputation for providing quality financial advice and services. The firm has a team of over 25 advisors with various specialties, ensuring that clients have access to a wide range of expertise.
The firm has also achieved significant growth, with an impressive portfolio of assets under management. As of the end of 2020, Roud Financial Services, LLC manages over $500 million in assets for its clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (as of 2020) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | Over 25 | 10+ years |
Financial Services Offered
Roud Financial Services, LLC offers a wide range of financial services to help clients achieve their unique financial goals. Some of the services offered include investment management, retirement planning, tax planning, insurance planning, and estate planning.
Client Types
Roud Financial Services, LLC serves a diverse client base, including individuals, families, and businesses. The firm caters to the needs of each client, regardless of their financial situation or goals.
Fees & Compensation
Roud Financial Services, LLC operates on a fee-based compensation model, meaning that clients pay a percentage of their assets under management as a fee. This ensures that the firm’s interests are aligned with those of its clients, as the firm only receives compensation if the client’s assets grow.
Background
Roud Financial Services, LLC was founded by John Roud, a seasoned financial advisor with over 20 years of experience in the industry. John is a certified financial planner (CFP) and holds a degree in finance from a reputable university. He is also a member of several financial associations, reflecting his commitment to upholding the highest standards of ethics and professionalism.
Financial Advisor Disclosures to Know
As a registered investment advisor, Roud Financial Services, LLC is regulated by the Securities and Exchange Commission (SEC). This ensures that the firm follows strict guidelines and regulations to protect the interests of its clients. The firm also provides full disclosures to its clients, including information about potential conflicts of interest or any disciplinary actions taken against the firm or its advisors. This level of transparency is crucial in building trust and maintaining strong relationships with clients.