Introduction
RT CARROLL & COMPANY is a highly reputable financial advisory firm that has been providing expert financial services for over 20 years. They have a team of experienced and knowledgeable advisors who are dedicated to helping their clients achieve their financial goals and objectives. Their commitment to excellence and personalized approach have earned them a loyal client base and a solid reputation in the financial industry. Let’s take a closer look at how this firm helps its clients and the facts and insights that make them stand out.
How does the advisor help clients – Key Takeaways:
- Provides personalized financial planning and investment management services
- Offers clients access to a team of experienced and knowledgeable advisors
- Utilizes a holistic approach to financial planning
- Uses cutting-edge technology and in-depth research for investment strategies
- Offers transparency and open communication with clients
Facts and Insights
RT CARROLL & COMPANY prides itself on its strong track record and dedication to providing high-quality financial services. As of 2020, the firm has $500 million in assets under management and a team of over 15 advisors serving clients. Their experienced team follows a disciplined investment process that combines both qualitative and quantitative research to develop a customized investment strategy for each client. This approach has led to consistent and impressive results, with an average annual return of 8% for their clients’ portfolios.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 1998 | $500 million | 15+ |
Financial Services Offered
- Comprehensive Financial Planning
- Investment Management
- Retirement Planning
- Estate Planning
- Tax Planning
- Insurance Planning
- Educational Planning
Client Types
- High-net-worth individuals and families
- Retirees
- Business owners
- Executives
- Non-profit organizations
Fees & Compensation
RT CARROLL & COMPANY follows a fee-only compensation structure, which means their advisors do not earn any commissions from selling financial products. This aligns their interests with their clients’ and ensures that the advice and recommendations given are always in the clients’ best interest. The firm charges a percentage of assets under management as their fee, with rates varying depending on the services provided and the complexity of the client’s financial situation.
Background
The founder and CEO of RT CARROLL & COMPANY, Robert T. Carroll, has over 25 years of experience in the financial industry and has built a team of advisors with diverse backgrounds and expertise. The firm’s advisors hold various professional certifications, including CFP®, ChFC®, and CFA, among others. This diverse team allows the firm to provide well-rounded and comprehensive financial advice to their clients.
Financial Advisor Disclosures to Know
RT CARROLL & COMPANY is a registered investment advisor with the Securities and Exchange Commission (SEC) and adheres to all regulations and standards set by the governing bodies. They have a clean record with no disciplinary actions or customer complaints. The firm’s commitment to transparency and ethical practices makes them a trusted and reliable financial advisory firm.