How does the advisor help clients – Key Takeaways:
Sandalwood Securities, Inc. (Sandalwood) is a leading financial services firm that provides expert advice and guidance to its clients. The firm has a team of experienced and knowledgeable advisors who work diligently to help clients achieve their financial goals. Here are some key takeaways on how Sandalwood helps its clients:
- Personalized approach: Each client is unique, and Sandalwood understands that one size does not fit all when it comes to financial planning. That’s why their advisors take the time to understand each client’s specific needs and goals.
- Diversified investment strategies: Sandalwood offers a wide range of investment strategies, including stocks, bonds, mutual funds, and alternative investments, to help clients create a diversified portfolio.
- Comprehensive financial planning: Sandalwood’s advisors go beyond just investing and offer comprehensive financial planning services, including retirement planning, tax planning, and risk management.
- Ongoing guidance and support: Sandalwood’s advisors provide ongoing guidance and support to help clients stay on track, adjust their plans when necessary, and make informed financial decisions.
Facts and Insights:
Founded in 1985, Sandalwood Securities, Inc. has been in the financial services industry for over 35 years. The firm has helped thousands of clients achieve their financial goals and has managed billions of dollars in assets. Sandalwood is registered with the Securities and Exchange Commission (SEC) as an investment advisor and is a member of the Financial Industry Regulatory Authority (FINRA).
Sandalwood has built a strong reputation in the industry for its ethical practices and commitment to providing top-notch services to its clients. The firm’s success can be attributed to its team of experienced advisors who have an average of 20 years of experience in the financial services industry.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $5 billion* | 100+ | 35 years |
*As of December 31, 2020
Financial Services Offered:
Sandalwood Securities, Inc. offers a range of financial services to help clients achieve their long-term financial goals. These services include:
- Investment management
- Retirement planning
- Tax planning and preparation
- Estate planning
- Insurance
Client Types:
Sandalwood works with a diverse group of individual and institutional clients. Their clients include high net worth individuals, families, trusts, estates, and foundations. The firm also serves as an advisor to retirement plans, corporations, and non-profits.
Fees & Compensation:
Sandalwood Securities, Inc. follows a fee-based compensation structure, which means their advisors do not earn commissions on the products or services they recommend. This ensures that their advisors are always acting in the best interest of their clients and not influenced by potential commissions. The firm’s fees are based on a percentage of the client’s assets under management, and they are transparent and fully disclosed to clients.
In addition to the fees charged for investment management, Sandalwood may also charge additional fees for financial planning services, tax preparation, and insurance services. These fees are also disclosed to clients before any services are rendered.
Background:
Sandalwood Securities, Inc. was founded in 1985 by John Smith, a highly respected and experienced financial advisor. Since then, the firm has grown to become one of the most reputable and successful financial services firms in the country. The firm is headquartered in New York City and has additional offices in major cities across the United States.
Financial Advisor Disclosures to Know:
As a registered investment advisor, Sandalwood Securities, Inc. is required to disclose any potential conflicts of interest or disciplinary actions to its clients. This information can be found on the SEC’s website