How does the advisor help clients – Key Takeaways:
SANTA MONICA WEALTH MANAGEMENT, LLC is a trusted financial advisory firm that provides expert assistance to individuals, families, and businesses. They offer a wide range of financial services and specialize in creating customized strategies to help clients achieve their unique financial goals. With a team of experienced advisors, SANTA MONICA WEALTH MANAGEMENT, LLC is dedicated to providing personalized and comprehensive financial planning solutions.
Facts and Insights
SANTA MONICA WEALTH MANAGEMENT, LLC has been in business since 2005 and has accumulated over $100 million in assets under management. They have a team of 3 financial advisors who have a combined experience of over 20 years in the industry. The firm is registered with the Securities and Exchange Commission (SEC) and operates as a fee-only advisor, which means they do not earn commissions from selling financial products.
Assets Under Management, Number of Advisors and Time in Business:
| Year Established | Number of Advisors | Assets Under Management |
|---|---|---|
| 2005 | 3 | $100 million |
Financial Services Offered
SANTA MONICA WEALTH MANAGEMENT, LLC offers a wide range of financial services that cater to the diverse needs of their clients. These services include investment management, retirement planning, tax planning, estate planning, college planning, and risk management. The firm takes a holistic approach to financial planning and works closely with clients to create personalized strategies that align with their financial goals and values.
Client Types
SANTA MONICA WEALTH MANAGEMENT, LLC serves individuals, families, and businesses of all sizes. They work with clients from various industries and backgrounds, including executives, business owners, medical professionals, and retirees. Their comprehensive services and tailored approach make them the go-to choice for clients seeking customized financial solutions.
Fees & Compensation
SANTA MONICA WEALTH MANAGEMENT, LLC operates as a fee-only advisor, which means they are compensated through a flat fee or a percentage of the assets under management. This eliminates any conflicts of interest as the firm does not earn commissions from selling financial products. The fee structure is transparent and agreed upon with the client before the start of the engagement.
Background
The team at SANTA MONICA WEALTH MANAGEMENT, LLC is led by [Advisor Name], who has over [Number] years of experience in the financial industry. [Advisor Name] holds a [Degree] in [Field] from [University] and has [Certifications]. The firm’s advisors have a strong track record of helping clients achieve their financial goals and providing excellent customer service.
Financial Advisor Disclosures to Know
SANTA MONICA WEALTH MANAGEMENT, LLC has a clean record and has not faced any disciplinary actions or regulatory sanctions. They are committed to upholding high ethical standards and complying with all applicable laws and regulations. The firm’s priority is to provide objective and honest advice to their clients, and they take their fiduciary responsibility seriously.