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How does the advisor help clients – Key Takeaways:
Saratoga Investment Solutions Inc. provides comprehensive financial advice and services to individuals and businesses. Their team of experienced financial experts works closely with clients to develop personalized investment strategies and manage their wealth effectively.
Facts and Insights
Founded in 2005, Saratoga Investment Solutions Inc. has over 15 years of experience in the financial industry. They manage a total of $500 million in Assets Under Management (AUM) and have a team of 10 advisors. These numbers showcase their strong presence and success in the financial market.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 2005 | $500 million | 10 |
Financial Services Offered
Saratoga Investment Solutions Inc. offers a wide range of financial services to cater to the diverse needs of their clients. These services include investment management, retirement planning, tax planning, estate planning, and risk management. They also provide specialized services for business owners, such as business valuation and succession planning.
Client Types
The clients of Saratoga Investment Solutions Inc. include high net worth individuals, small business owners, and corporate executives. Their team of advisors has the expertise to cater to the unique needs of these clients and provide them with customized financial solutions.
Fees & Compensation
Saratoga Investment Solutions Inc. operates on a fee-based model, where they charge a percentage of the client’s AUM as their fee for managing their investments. This fee is competitive and is disclosed transparently to the clients. They do not receive any commissions or third-party payments, ensuring that their advice is unbiased and in the best interest of their clients.
Background
The team at Saratoga Investment Solutions Inc. consists of highly qualified and experienced financial professionals. They possess a deep understanding of the financial markets and have a proven track record of delivering exceptional results for their clients. As a company, they prioritize building long-term relationships with their clients and helping them achieve their financial goals.
Financial Advisor Disclosures to Know
Saratoga Investment Solutions Inc. follows strict ethical standards and is registered with the Securities and Exchange Commission (SEC) as a Registered Investment Advisor (RIA). They are also bound by the fiduciary duty to act in the best interest of their clients at all times. This means that they have a legal obligation to provide unbiased and objective financial advice.