How does the advisor help clients – Key Takeaways:
Schauer Investment Management, Inc. is a financial advisory firm that specializes in providing personalized investment management services to its clients. The firm believes in building long-term relationships with its clients and adopts a holistic approach to financial planning.
- Acting as a fiduciary, Schauer Investment Management, Inc. always puts its clients’ interest first.
- The firm offers a wide range of financial services, including investment management, retirement planning, tax planning, and estate planning.
- Schauer Investment Management, Inc. has a team of experienced financial advisors who provide customized solutions based on each client’s unique financial goals and risk tolerance.
Facts and Insights
Schauer Investment Management, Inc. was founded in 2008 and is headquartered in New York City. The firm has been helping individual and institutional clients achieve their financial goals for over a decade. Here are some key insights about the firm:
- The firm has over $500 million in assets under management.
- There are 15 advisors working at Schauer Investment Management, Inc., with a client-to-advisor ratio of 20:1.
- The average tenure of advisors at the firm is 10 years, demonstrating their commitment and expertise in the industry.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 15 | Over 10 years |
Financial Services Offered
Schauer Investment Management, Inc. offers a comprehensive range of financial services to cater to the diverse needs of its clients. The firm’s services include:
- Investment management
- Retirement planning
- Tax planning
- Estate planning
- Insurance planning
Client Types
Schauer Investment Management, Inc. works with a wide range of clients, including individuals, families, institutions, and businesses. The firm caters to clients with varying net worth, ranging from high net worth individuals to mass affluent clients. The firm also provides services to corporate retirement plans.
Fees & Compensation
Schauer Investment Management, Inc. is a fee-only advisor, which means their only form of compensation is the fees paid by their clients. The firm charges clients a percentage of their total assets under management as their fee. This aligns the firm’s interests with that of its clients, as the firm only profits when its clients’ investments perform well.
Background
Schauer Investment Management, Inc. was founded by John Schauer, a seasoned financial advisor with over 30 years of experience in the industry. He is a Certified Financial Planner (CFP) and a Certified Public Accountant (CPA). John leads a team of experienced advisors who work together to provide personalized financial solutions to their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, Schauer Investment Management, Inc. is required to disclose any potential conflicts of interest to its clients. Here are some important disclosures to know:
- The firm’s advisors are also licensed insurance agents and may earn commissions on the sale of insurance products to clients.
- Schauer Investment Management, Inc. recommends their proprietary investment products to clients, which may result in the firm earning additional fees or revenue.
- The firm’s advisors may also receive compensation for referring clients to certain third-party service providers.