How does the advisor help clients – Key Takeaways:
SDM INVESTMENTS, LLC provides comprehensive financial services to its clients, helping them achieve their financial goals and secure their financial future. The firm’s team of experienced advisors offers personalized financial planning and investment management advice to individuals, families, and businesses.
Facts and Insights
As of 2021, SDM INVESTMENTS, LLC manages over $500 million in assets for its clients. The firm has a team of 10 advisors who collectively have more than 50 years of experience in the financial services industry. This level of experience and expertise enables SDM INVESTMENTS, LLC to provide clients with a high level of service and sound financial advice.
The firm follows a disciplined and research-driven investment approach, leveraging its in-house research team and advanced technologies to make well-informed investment decisions. This allows clients to have peace of mind knowing that their investments are being managed by knowledgeable and skilled professionals.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 1985 | $500 million | 10 |
Financial Services Offered:
- Financial Planning
- Investment Management
- Retirement Planning
- Estate Planning
- Tax Planning
- Insurance and Risk Management
Client Types:
SDM INVESTMENTS, LLC works with a diverse range of clients, including individuals, families, and businesses. The firm serves clients across various industries and professions, providing them with personalized financial advice and tailored solutions to meet their unique needs and goals.
Fees & Compensation:
SDM INVESTMENTS, LLC follows a fee-only compensation structure, meaning the firm only earns fees directly from clients for the services it provides. This helps to eliminate conflicts of interest and ensures that the firm’s advisors act in the best interest of their clients. The firm’s fees are based on a percentage of assets under management and may also include hourly rates for financial planning services.
Background:
SDM INVESTMENTS, LLC was founded in 1985 and has been providing comprehensive financial services for over 35 years. The firm is headquartered in New York City and has a strong presence in the Northeast region of the United States. SDM INVESTMENTS, LLC has built a reputation for its personalized and client-centric approach and has a loyal client base that includes high-net-worth individuals, families, and businesses.
Financial Advisor Disclosures to Know:
As a registered investment advisor, SDM INVESTMENTS, LLC adheres to strict regulatory guidelines and has a fiduciary duty to act in the best interests of its clients. The firm discloses all potential conflicts of interest and is transparent about its fees and compensation structure. Additionally, the firm’s advisors are required to disclose any legal or disciplinary events that may impact their ability to provide advisory services to clients.