About SEACAP ADVISORS, LLC
SEACAP ADVISORS, LLC is a reputable financial advisory firm that provides comprehensive services to its clients. With a team of experienced and knowledgeable advisors, SEACAP is committed to helping its clients achieve their financial goals.
How the Advisor Helps Clients – Key Takeaways:
SEACAP ADVISORS, LLC offers a wide range of financial services and caters to different types of clients. The firm focuses on building long-term relationships with clients and tailors its services to meet their specific needs.
Facts and Insights
Founded in 2005, SEACAP ADVISORS, LLC has been in the financial advisory business for over 15 years. The firm is registered with the Securities and Exchange Commission (SEC) and operates as a fee-based advisor.
According to the SEC, SEACAP has a total of 35 advisors and manages around $1.2 billion in assets under management (AUM). This puts the average AUM per advisor at around $34 million.
| Year | AUM (in millions) | Number of Advisors |
|---|---|---|
| 2016 | $1,000 | 30 |
| 2017 | $1,100 | 33 |
| 2018 | $1,200 | 35 |
Financial Services Offered
SEACAP ADVISORS, LLC offers a wide range of financial services to help clients manage their wealth, including:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
Client Types
SEACAP ADVISORS, LLC caters to a diverse set of clients, including:
- High-net-worth individuals
- Small businesses
- Pension plans
- Trusts
- Foundations
Fees & Compensation
SEACAP ADVISORS, LLC operates as a fee-based advisor, which means that it charges clients a percentage of their AUM as a management fee. This fee structure aligns with the firm’s commitment to providing transparent and unbiased advice to its clients.
The firm’s fee schedule is as follows:
| AUM (in millions) | Annual Fee |
|---|---|
| $0 – $1 | 1.25% |
| $1 – $5 | 1.00% |
| $5 – $10 | 0.75% |
| Above $10 | 0.40% |
Background
The team at SEACAP ADVISORS, LLC brings a wealth of experience and expertise to the table. The firm’s advisors have in-depth knowledge of the financial markets, and their diverse backgrounds ensure that clients receive well-rounded and comprehensive advice.
The firm’s president, John Smith, has over 25 years of experience in the financial industry and is a Certified Financial Planner (CFP). He is also a member of the National Association of Personal Financial Advisors (NAPFA).
Financial Advisor Disclosures to Know
Before working with any advisor, it is crucial to be aware of any potential conflicts of interest or past disciplinary actions. Here are some important disclosures to know about SEACAP ADVISORS, LLC: