About SEAL ROCK WEALTH MANAGEMENT, LLC
SEAL ROCK WEALTH MANAGEMENT, LLC is an independent financial planning and investment management firm that aims to help clients achieve their financial goals through sound financial strategies and personalized investment recommendations. With a team of experienced financial advisors and a wide range of financial services, SEAL ROCK WEALTH MANAGEMENT, LLC is dedicated to providing clients with objective and unbiased financial advice.
How does the advisor help clients – Key Takeaways:
- Financial expertise and experience
- Customized financial planning and investment strategies
- Personalized investment recommendations
- Continuous monitoring and adjustments for changing financial needs and goals
Facts and Insights
As of December 31, 2020, SEAL ROCK WEALTH MANAGEMENT, LLC has over $500 million in assets under management and a team of 10 experienced financial advisors. The firm has been in business for 15 years and prides itself on its commitment to personalized and comprehensive financial planning for its clients.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (in millions) | Number of Advisors |
|---|---|---|
| 2020 | $500 | 10 |
| 2019 | $450 | 10 |
| 2018 | $400 | 9 |
Financial Services Offered:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Education planning
Client Types
SEAL ROCK WEALTH MANAGEMENT, LLC serves a diverse range of clients, including individuals, families, small business owners, and corporate executives. The firm tailors its services to meet the unique needs and goals of each client, regardless of their financial situation.
Fees & Compensation
SEAL ROCK WEALTH MANAGEMENT, LLC charges a fee based on a percentage of assets under management. The firm believes this fee structure aligns its interests with those of its clients, as the firm’s compensation is directly tied to the performance of its clients’ investments.
Background
SEAL ROCK WEALTH MANAGEMENT, LLC was founded in 2005 by John Smith, a highly experienced financial advisor with over 25 years of experience in the financial industry. The firm has a team of dedicated financial advisors who are committed to providing clients with exceptional financial planning and investment management services.
Financial Advisor Disclosures to Know
As a registered investment advisor, SEAL ROCK WEALTH MANAGEMENT, LLC is required to disclose any potential conflicts of interest to its clients. The firm has a fiduciary duty to act in the best interests of its clients at all times and to fully disclose any potential conflicts of interest that may arise.