SECURITIES AMERICA ADVISORS, INC.: Providing Expert Financial Guidance
SECURITIES AMERICA ADVISORS, INC. is a leading financial advisory firm that offers comprehensive wealth management services to individuals and families in the United States. With a team of dedicated and experienced advisors, they strive to provide their clients with the best possible financial solutions based on their unique needs and goals.
How does the advisor help clients – Key Takeaways:
- Provides customized financial planning and investment management services
- Offers a wide range of financial products and services to meet client needs
- Uses a client-first approach to develop personalized strategies
- Employs a team of experienced and knowledgeable advisors
- Provides ongoing support and guidance to clients
Facts and Insights
SECURITIES AMERICA ADVISORS, INC. was founded in 1984 and is headquartered in La Vista, Nebraska. It is a subsidiary of Ladenburg Thalmann Financial Services Inc., a publicly traded company (NYSE: LTS). Securities America Advisors, Inc. has over 2,500 independent advisors and manages over $80 billion in assets as of 2019.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management | Number of Advisors |
|---|---|---|
| 2019 | $80 billion | 2,500+ |
| 2018 | $76 billion | 2,400+ |
| 2017 | $72 billion | 2,300+ |
Financial Services Offered
- Individual Retirement Accounts (IRAs)
- 401(k) rollovers
- Investment management
- Wealth planning
- Estate planning
- Insurance solutions
Client Types:
SECURITIES AMERICA ADVISORS, INC. serves a diverse range of clients, including:
- Individuals and families
- Business owners
- High net worth individuals
- Retirees
- Corporate clients
Fees & Compensation
SECURITIES AMERICA ADVISORS, INC. offers fee-based and commission-based financial services. Clients may pay a percentage of their total assets under management or a flat fee for financial planning services. The specific fees and compensation structure may vary based on the individual client’s needs and investment strategy.
Background
SECURITIES AMERICA ADVISORS, INC. is a registered investment advisor with the Securities and Exchange Commission (SEC). The firm has a team of experienced and licensed advisors who are committed to providing exceptional financial advice to their clients.
Financial Advisor Disclosures to Know
When working with an investment advisor, it is important to understand any potential conflicts of interest. SECURITIES AMERICA ADVISORS, INC. is upfront about their potential conflicts of interest and fully discloses them to clients. Some of these disclosures include:
- Receiving compensation from third-party providers for recommending their products
- Receiving compensation from sales of insurance products
- Having affiliations with related entities that may cause conflicts of interest
It is important for clients to carefully review all disclosures and ask questions to fully understand how their advisor is compensated and any potential conflicts of interest that may arise.
Overall, SECURITIES AMERICA ADVISORS, INC. is a reputable and experienced financial advisory firm that can help individuals and families achieve their financial goals. With a wide range of services and a team of dedicated advisors, clients can feel confident in the guidance and support they receive from this established firm.