How does the advisor help clients – Key Takeaways:
Shapiro Asset Management, LLC prides itself on providing personalized financial advice to help clients achieve their goals. With a team of experienced financial experts and a wide range of services, they are equipped to assist clients with a variety of financial needs. Additionally, their commitment to educating clients about the financial world sets them apart from other advisors.
Facts and Insights
According to the Securities and Exchange Commission (SEC) Form ADV, as of December 31, 2020, Shapiro Asset Management, LLC has $500 million of assets under management. Additionally, they have 4 advisors on staff to assist clients with their financial needs. The firm has been in business for 15 years.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 4 | 15 years |
Financial Services Offered
Shapiro Asset Management, LLC offers a variety of financial services to assist clients in effectively managing their wealth. These services include financial planning, investment management, and retirement planning. Additionally, they offer tax planning and estate planning services to help clients reach their long-term financial goals.
Client Types
Shapiro Asset Management, LLC works with a diverse range of clients, including high-net-worth individuals, families, and small businesses. They understand that each client has unique financial needs and tailor their services accordingly.
Fees & Compensation
Shapiro Asset Management, LLC charges a fee based on a percentage of assets under management. This fee may vary depending on the services provided and the complexity of the client’s financial situation. Clients can rest assured that the firm’s advisors are not compensated based on the sale of specific financial products, ensuring unbiased and objective advice.
Background
Shapiro Asset Management, LLC was founded in 2006 by financial expert John Shapiro. With over 25 years of experience in the financial industry, Shapiro leads a team of dedicated and knowledgeable advisors who are committed to helping clients achieve their financial goals. The firm is also a registered investment advisor with the SEC, holding them to a fiduciary standard.
Financial Advisor Disclosures to Know
It’s important for clients to be aware of any potential conflicts of interest their financial advisors may have. Shapiro Asset Management, LLC has no disclosures to report, ensuring transparency and trust between the firm and its clients. Additionally, their Code of Ethics outlines their commitment to acting in the clients’ best interests at all times.