How does the advisor help clients – Key Takeaways:
SHEPHERD KAPLAN KROCHUK, LLC is a leading financial firm that provides expert guidance and support to their clients in managing their finances. They offer a wide range of financial services and cater to various client types. With a strong track record and extensive experience in the industry, they are a trusted partner for individuals and businesses alike.
Facts and Insights
Founded in 2002, SHEPHERD KAPLAN KROCHUK, LLC has been providing top-notch financial services to their clients. With over 19 years of experience, they have established themselves as a prominent player in the industry. They have helped numerous clients achieve their financial goals and have a strong track record of success.
SHEPHERD KAPLAN KROCHUK, LLC has a team of highly experienced and knowledgeable advisors who have a deep understanding of the financial market. They constantly analyze market trends and keep themselves updated with the latest developments. This gives them an edge in providing valuable insights and making informed investment decisions for their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $3.5 billion | 20 | 19 years |
Financial Services Offered
SHEPHERD KAPLAN KROCHUK, LLC offers a wide range of financial services to their clients. These include:
- Financial planning
- Investment management
- Tax planning and preparation
- Estate planning
- Retirement planning
- Insurance solutions
- Education funding
Client Types
SHEPHERD KAPLAN KROCHUK, LLC caters to a diverse range of clients including individuals, families, small businesses, and corporations. Their services are tailored to meet the unique needs and goals of each client. They work closely with their clients to understand their financial situation and objectives, and provide personalized solutions to help them achieve their goals.
Fees & Compensation
SHEPHERD KAPLAN KROCHUK, LLC operates on a fee-based compensation structure. This means that they charge a fee for their services, which is based on a percentage of the assets under management. This ensures that their interests are aligned with their clients’ and they are motivated to help them achieve their financial goals.
Background
SHEPHERD KAPLAN KROCHUK, LLC was founded by three experienced financial advisors – John Shepherd, David Kaplan, and Mark Krochuk. Together, they bring over 75 years of combined experience in the financial industry. They are backed by a team of dedicated professionals who are committed to delivering exceptional service to their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, SHEPHERD KAPLAN KROCHUK, LLC is required to disclose any potential conflicts of interest to their clients. They are committed to maintaining transparency and always act in their clients’ best interests. They have a clean record with no disclosures reported on their Form ADV.