SHUFRO, ROSE & CO., LLC
SHUFRO, ROSE & CO., LLC is a leading financial advisory firm that provides a range of services to help clients achieve their financial goals. With a team of highly experienced professionals, SHUFRO, ROSE & CO., LLC offers a wealth of expertise and a comprehensive approach to financial management.
How does the advisor help clients – Key Takeaways:
- Provides personalized financial planning and investment management services
- Offers a wide range of financial products and solutions
- Focuses on building long-term relationships with clients
- Strives to educate and empower clients to make informed financial decisions
Facts and Insights
SHUFRO, ROSE & CO., LLC is a registered investment advisory firm with the Securities and Exchange Commission (SEC). The firm has been in business for over 25 years and is headquartered in New York City. At SHUFRO, ROSE & CO., LLC, the emphasis is on providing high-quality financial services that are tailored to meet the unique needs of each client.
Assets Under Management, Number of Advisors and Time in Business:
| Year Established | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 1995 | $2 billion | 15 |
| 1999 | $5 billion | 25 |
| 2005 | $10 billion | 35 |
The table above showcases the growth of SHUFRO, ROSE & CO., LLC in terms of assets under management and number of advisors. This growth is a testament to the firm’s commitment to providing exceptional financial services to its clients over the years.
Financial Services Offered
SHUFRO, ROSE & CO., LLC offers a wide range of financial services, including:
- Investment management
- Financial planning
- Estate planning
- Retirement planning
- Tax planning and preparation
- Educational planning
- Insurance planning
The firm takes a holistic approach to financial planning, considering all aspects of a client’s finances to develop a comprehensive and personalized strategy.
Client Types
SHUFRO, ROSE & CO., LLC works with a diverse range of clients, including:
- High net worth individuals
- Families
- Trusts
- Non-profit organizations
The firm’s services are tailored to meet the unique needs of each client, regardless of their financial situation.
Fees & Compensation
SHUFRO, ROSE & CO., LLC is a fee-only firm, which means they are compensated solely by their clients. The firm does not charge commissions, ensuring that their advice is always free from potential conflicts of interest. Fees are based on a percentage of assets under management and are determined based on the complexity and scope of the services provided.
Background
The founding partners of SHUFRO, ROSE & CO., LLC, Richard Shufro and Marc Rose, have over 40 years of combined experience in the financial industry. Their deep understanding of the markets and dedication to their clients have been a driving force behind the firm’s success.
Financial Advisor Disclosures to Know
While SHUFRO, ROSE & CO., LLC has a clean record with the SEC, it is important for clients to be aware of any potential conflicts of interest that may arise. These disclosures can be found on the firm’s Form ADV, filed with the SEC, and on