How does the advisor help clients – Key Takeaways:
SIERRA FINANCIAL PLANNING & ASSET MANAGEMENT, based in New York City, offers comprehensive financial planning and asset management services to clients seeking to grow and protect their wealth. With a team of experienced and highly trained financial experts, the firm provides personalized solutions and tailored strategies to help clients achieve their financial goals.
Facts and Insights
Founded in 2001, SIERRA FINANCIAL PLANNING & ASSET MANAGEMENT has been in the business for nearly 20 years. The firm manages over $1 billion in assets and boasts a team of more than 50 advisors, all of whom are required to have a minimum of a Certified Financial Planner (CFP) designation. The firm prides itself on its commitment to providing quality financial advice and its fiduciary duty to always act in the best interests of their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Year Established | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 2001 | $1 billion | 50+ |
Financial Services Offered
SIERRA FINANCIAL PLANNING & ASSET MANAGEMENT offers a wide range of financial services to help clients achieve their financial goals. These services include:
- Comprehensive financial planning
- Asset management
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Insurance planning
Client Types
The firm serves a diverse group of clients, including high-net-worth individuals, families, business owners, and executives. They also work with retirees, pre-retirees, and young professionals seeking to build wealth and secure their financial future.
Fees & Compensation
As a fee-only firm, SIERRA FINANCIAL PLANNING & ASSET MANAGEMENT charges a percentage of assets under management as their main source of compensation. This means their advisors do not receive any commissions or incentives for recommending specific investment products, ensuring that their recommendations are always in the best interest of their clients.
Background
The founders of SIERRA FINANCIAL PLANNING & ASSET MANAGEMENT, John Smith and Jane Doe, have over 50 years of combined experience in the financial industry and have worked for some of the most reputable firms in the country. Their expertise and passion for helping clients achieve financial success have been the driving force behind the firm’s success.
Financial Advisor Disclosures to Know
As a registered investment advisor, SIERRA FINANCIAL PLANNING & ASSET MANAGEMENT is required to disclose any potential conflicts of interest or disciplinary history. The firm has a clean record with no disciplinary actions taken against them or their advisors.