How does the advisor help clients – Key Takeaways:
SIGMA CAPITAL MANAGEMENT is a financial advisory firm that specializes in helping clients achieve their financial goals and grow their wealth. With a team of experienced and knowledgeable advisors, the firm provides comprehensive services to a variety of client types, utilizing a client-focused and personalized approach.
Facts and Insights
SIGMA CAPITAL MANAGEMENT was founded in 2005 and has been in business for over 15 years. The firm has a total of 50 advisors, of which 25 are registered representatives. As of December 2020, the firm has over $1 billion in assets under management.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion+ | 50 | 15+ years |
Financial Services Offered
SIGMA CAPITAL MANAGEMENT offers a wide range of financial services to help clients achieve their financial goals. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- College savings planning
- Wealth transfer strategies
- Insurance solutions
Client Types
SIGMA CAPITAL MANAGEMENT serves a diverse range of client types, including:
- Individuals and families
- High net worth individuals
- Business owners
- Non-profit organizations
Fees & Compensation
SIGMA CAPITAL MANAGEMENT operates on a fee-based compensation structure, meaning that advisors are compensated through a percentage of the client’s assets under management. This aligns the advisor’s interests with that of the client, as the more the client’s assets grow, the more the advisor earns. The firm also discloses all fees and potential conflicts of interest to clients, ensuring transparency and trust.
Background
The team at SIGMA CAPITAL MANAGEMENT consists of highly experienced professionals with a diverse range of backgrounds and expertise. They are committed to providing personalized and comprehensive financial advice to help clients achieve their individual financial goals. The firm also values continuing education and staying up-to-date with the latest industry trends and best practices.
Financial Advisor Disclosures to Know
As with any financial advisory firm, it is important for clients to be aware of any potential conflicts of interest or disclosures. SIGMA CAPITAL MANAGEMENT’s advisors are registered representatives and are required to disclose any potential conflicts of interest to clients. These may include any affiliations with financial product providers or potential incentives for recommending certain products. The firm believes in transparency and strives to always act in the best interest of their clients.