How does the advisor help clients – Key Takeaways:
SM CARLTON ADVISORY is a leading financial advisory firm dedicated to helping clients achieve their financial goals. Their team of highly experienced financial experts provide personalized and comprehensive financial solutions to individuals, families, and businesses.
The following are key takeaways on how SM CARLTON ADVISORY helps their clients:
- Develop personalized financial plans that align with clients’ goals and risk tolerance
- Provide ongoing monitoring and adjustments to ensure clients’ plans are on track
- Offer a wide range of financial services to meet clients’ diverse needs
- Work with diverse client types, including individuals, families, and businesses
- Transparent and competitive fee structure
- Collaborative and client-focused approach
Facts and Insights
With over 20 years of experience in the financial industry, SM CARLTON ADVISORY has helped numerous clients achieve their financial goals. They have a team of highly qualified advisors who stay up-to-date with the latest market trends and financial strategies to provide the best guidance to their clients.
The firm has a strong track record of delivering results, with many satisfied clients who have benefited from their services. Their expertise and commitment to client success have earned them a solid reputation in the financial industry.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $1.5 billion | 15 | 20 years |
Financial Services Offered
SM CARLTON ADVISORY offers a wide range of financial services to help clients achieve their financial goals. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Education planning
- Insurance solutions
Client Types
The firm works with various types of clients, including:
- Individual investors
- High net worth individuals
- Business owners
- Retirees
- Young professionals
- Non-profit organizations
Fees & Compensation
SM CARLTON ADVISORY follows a transparent and competitive fee structure based on the services provided. They are committed to providing the highest value to their clients and offer customized solutions that fit their individual needs.
The firm’s fees are based on a percentage of the assets under management, ensuring that their interests are aligned with their clients’ success. They also offer fee-only services, meaning they do not receive any commissions or kickbacks from other financial institutions.
Background
SM CARLTON ADVISORY was founded by financial expert, SM Carlton, who has over 30 years of experience in the financial industry. He started the firm with a mission to provide personalized and unbiased financial advice to help clients achieve their long-term financial goals.
The firm follows a client-focused approach and believes in building strong and long-lasting relationships with their clients. They are committed to helping clients make well-informed financial decisions and are dedicated to their success.
Financial Advisor Disclosures to Know
As a financial advisor, SM Carlton is registered with the Securities and Exchange Commission (SEC) and holds the necessary licenses and registrations. He is also a fiduciary, which means he is legally obligated to act in his clients’ best interest at all times.
The firm does not have any disciplinary issues or disclosures on record, demonstrating their commitment to upholding the highest ethical and professional standards.