Facts and Insights
Sofi Capital Advisors LLC is a financial advisory firm that specializes in providing investment management services to its clients. The firm was founded in 2011 and is headquartered in San Francisco, California. Sofi Capital Advisors LLC is a registered investment advisor with the Securities and Exchange Commission (SEC).
Assets Under Management, Number of Advisors and Time in Business:
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Financial Services Offered
Sofi Capital Advisors LLC provides a range of financial services to its clients, including investment management, financial planning, and retirement planning. The firm offers personalized investment strategies based on each client’s risk tolerance, investment goals, and time horizon.
Client Types
Sofi Capital Advisors LLC primarily serves individual investors, including high net worth individuals, as well as institutional clients such as corporations and retirement plans.
Fees & Compensation
Sofi Capital Advisors LLC charges a fee for its services, which is based on a percentage of the client’s assets under management. This fee structure aligns the interests of the firm with the interests of its clients, as the firm only earns more if the client’s portfolio grows in value.
Background
The team at Sofi Capital Advisors LLC is led by experienced professionals who have a deep understanding of the financial markets and a passion for helping clients achieve their investment goals. The firm’s investment philosophy is based on a long-term, disciplined approach to investing and a commitment to transparency and client communication.
Financial Advisor Disclosures to Know
As a registered investment advisor, Sofi Capital Advisors LLC is required to disclose any potential conflicts of interest to its clients. These disclosures can be found in the firm’s Form ADV, which is filed with the SEC and available for public review. Additionally, clients can visit the SEC’s Investment Adviser Public Disclosure (IAPD) website to view any disciplinary history or legal or regulatory actions taken against the firm or its advisors.
How does the advisor help clients – Key Takeaways:
- Sofi Capital Advisors LLC is a financial advisory firm that provides investment management services to individual and institutional clients.
- The firm has $21.4 billion in assets under management and 141 advisors on its team.
- Sofi Capital Advisors LLC charges a fee based on a percentage of the client’s assets under management.
- The firm’s investment philosophy is based on a long-term, transparent, and disciplined approach to investing.
- Clients can review the firm’s disclosures on potential conflicts of interest and any disciplinary history on the SEC’s IAPD website.