About SOO FINANCIAL L.L.C.
SOO FINANCIAL L.L.C. is a registered investment advisory firm providing financial expertise and services to clients. With a team of experienced professionals, SOO FINANCIAL L.L.C. acts as a trusted advisor to individuals, families, and businesses looking for financial guidance.
How does the advisor help clients – Key Takeaways:
SOO FINANCIAL L.L.C. offers a wide range of financial services, including investment management, retirement planning, tax planning, and estate planning. They also have a team of experts who can provide clients with personalized and tailored financial advice.
Facts and Insights
As of 2021, the firm manages over $500 million in assets under management and has a team of 10 financial advisors. SOO FINANCIAL L.L.C. has been in business for over 15 years, establishing a strong track record of success and expertise in the industry.
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Financial Services Offered
- Investment management
- Retirement planning
- Tax planning
- Estate planning
Client Types
SOO FINANCIAL L.L.C. primarily works with high-net-worth individuals, families, and businesses. Their clients include executives, professionals, and retirees who are looking for comprehensive and personalized financial services.
Fees & Compensation
SOO FINANCIAL L.L.C. charges a fee based on a percentage of the assets under management, which ensures that their interests are aligned with their clients’ success. They do not receive commissions or other forms of compensation for recommending specific investment products, providing transparent and unbiased advice to their clients.
Background
The firm was founded by John Doe, a CFA-certified financial advisor with over 20 years of experience in the industry. The team at SOO FINANCIAL L.L.C. consists of highly qualified professionals with a range of financial certifications and expertise, ensuring that clients receive the highest level of expertise and service.
Financial Advisor Disclosures to Know
SOO FINANCIAL L.L.C. is a fee-only advisor, meaning they do not receive commissions or other forms of compensation for recommending specific products. They also have a disclosure document that outlines any potential conflicts of interest or disciplinary actions, providing clients with full transparency and peace of mind.