About SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC.
SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC is a trusted financial management firm that helps clients achieve their financial goals through sound investment strategies. With years of industry experience and a team of expert advisors, the firm has established a strong reputation in the financial services industry.
Key Takeaways
- Provides sound financial management services
- Years of industry experience
- Team of expert advisors
Facts and Insights
SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC is a registered investment advisor, regulated and supervised by the Securities and Exchange Commission (SEC). The firm specializes in creating personalized financial strategies for clients, taking into consideration their unique financial situations, goals, and risk tolerance.
The firm strongly believes in transparent communication and provides regular updates and insights on the market and economic trends to keep clients informed and educated. This approach helps clients make well-informed decisions about their investments.
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Financial Services Offered
- Investment management
- Financial planning
- Retirement planning
- Estate planning
- Tax planning
- Education planning
Client Types
SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC serves a diverse group of clients including individuals, families, and small businesses. The firm also caters to high net worth individuals and provides specialized services to meet their unique needs and goals.
Fees & Compensation
The firm follows a fee-based structure, charging a percentage of assets under management as compensation for their services. This aligns the firm’s interests with that of the clients, as their compensation is directly tied to the performance of the client’s investments.
SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC is committed to transparency and ensures all fees and compensation structures are clearly explained to clients before any services are rendered.
Background
SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC was founded by John Smith, a highly experienced and qualified financial advisor. With his extensive knowledge and expertise in the industry, John has built a team of skilled advisors who are dedicated to helping clients achieve their financial goals.
The firm’s team stays up-to-date with the latest market trends and regulations, ensuring they provide the best possible advice to clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC is required to disclose any potential conflicts of interest. Clients can find these disclosures in the firm’s Form ADV, which is available upon request or on the SEC’s website.
Additionally, the firm is committed to always acting in the best interests of its clients and upholds the fiduciary standard in all its investment decisions and recommendations.