How does the advisor help clients – Key Takeaways:
Southworth Investment Management, LLC is a premier financial management firm that specializes in helping clients achieve their long-term financial goals through personalized investment strategies. With a team of highly experienced and knowledgeable advisors, the firm employs a comprehensive approach to wealth management, focusing on building strong client relationships and utilizing the latest market trends and research to provide tailor-made solutions for each individual client.
Facts and Insights
Southworth Investment Management, LLC was founded in 2005 by John Southworth, a renowned financial expert with over 20 years of experience in the industry. Since its inception, the firm has grown to manage over $500 million in assets for a diverse group of clients, including high-net-worth individuals, families, and institutions.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 8 | 16 years |
Financial Services Offered
Southworth Investment Management, LLC offers a wide range of financial services to cater to their clients’ specific needs and goals. These services include but are not limited to:
- Investment Management
- Retirement Planning
- Estate Planning
- Tax Planning
- Insurance Planning
- Education Planning
- Asset Allocation
- Wealth Preservation
Client Types
The firm works with a diverse group of clients, including high-net-worth individuals, families, and institutions. Their services are tailored to meet the unique needs and objectives of each client, regardless of their financial situation or background.
Fees & Compensation
Southworth Investment Management, LLC believes in complete transparency when it comes to fees and compensation. They work on a fee-only basis, charging a percentage of assets under management as their primary form of compensation. This ensures that their interests are aligned with their clients and helps build trust and long-term relationships.
Background
Founder and CEO John Southworth has deep roots in the financial industry, having worked for major investment firms and banks before establishing his own firm. He has assembled a team of experienced advisors who bring a diverse range of expertise and knowledge to the firm. Together, they share a commitment to providing top-notch financial management services to their clients.
Financial Advisor Disclosures to Know
As a fiduciary, Southworth Investment Management, LLC is legally bound to act in their client’s best interests at all times. They have a code of ethics that all their advisors must adhere to, ensuring that any potential conflicts of interest are disclosed and managed appropriately. Additionally, they have a comprehensive compliance program in place to ensure all regulatory requirements are met.
In conclusion, Southworth Investment Management, LLC is a trusted and reliable financial management firm that puts its clients’ needs and goals at the forefront. With a team of experienced advisors and a comprehensive approach to wealth management, they continue to help clients achieve their long-term financial objectives.