How does the advisor help clients – Key Takeaways:
SOVEREIGN provides comprehensive financial services to help clients achieve their financial goals. Their experienced team of advisors offers personalized solutions and guidance to manage their clients’ financial affairs.
Facts and Insights
SOVEREIGN has been in the financial advisory business for over 20 years, helping clients navigate the ever-changing economic landscape. With a strong focus on investment management, retirement planning, and wealth preservation, their team of advisors has a wealth of knowledge and experience to guide clients towards financial success.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $1.5 billion | 50+ | 20+ years |
Financial Services Offered
SOVEREIGN offers a wide range of financial services to help clients reach their financial goals. These services include:
- Investment Management
- Retirement Planning
- Wealth Management
- Education Planning
- Estate Planning
- Tax Planning
Client Types
SOVEREIGN caters to a diverse client base, serving individuals, families, and businesses of all sizes. They understand that each client has unique financial goals and needs, and their advisors work closely with each client to develop a personalized plan that fits their specific circumstances.
Fees & Compensation
SOVEREIGN charges a fee based on a percentage of the client’s assets under management. This fee structure aligns the client’s interests with those of the advisor, as the advisor’s compensation is tied to the performance of the client’s investments. They also offer fee-based financial planning services for a flat fee or hourly rate.
Background
SOVEREIGN was founded in 1999 and has since grown into a highly respected financial advisory firm. Their team of advisors is comprised of highly qualified professionals with a diverse range of backgrounds and expertise. Their commitment to their clients and their dedication to providing top-notch financial advice has earned them a stellar reputation in the industry.
Financial Advisor Disclosures to Know
As a registered investment advisor, SOVEREIGN is legally required to disclose any potential conflicts of interest, disciplinary actions, or legal or regulatory issues. This information can be found in their Form ADV, which is available on their website or upon request from the firm.