How does the advisor help clients – Key Takeaways:
SPIELBERGER & BROOKS, INC. offers a range of financial services to help clients achieve their financial goals. With years of experience and a team of knowledgeable advisors, SPIELBERGER & BROOKS, INC. provides personalized and comprehensive financial solutions to individuals, families, and businesses.
Facts and Insights
Incorporated in 1995, SPIELBERGER & BROOKS, INC. is a registered investment advisor with the United States Securities and Exchange Commission (SEC). This means that the firm is held to a fiduciary standard, requiring them to act in their clients’ best interests at all times.
SPIELBERGER & BROOKS, INC. has approximately $500 million in assets under management and employs a team of 10 experienced financial advisors. The firm primarily serves individuals and families, but also provides financial services to small businesses.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 25 years |
Financial Services Offered
SPIELBERGER & BROOKS, INC. offers a range of financial services to help clients meet their unique financial goals. These services include:
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Education planning
- Insurance and risk management
Client Types
SPIELBERGER & BROOKS, INC. primarily serves individuals and families, providing them with personalized financial solutions tailored to their specific needs and goals. The firm also works with small business owners, helping them manage their business finances and plan for the future.
Fees & Compensation
SPIELBERGER & BROOKS, INC. charges a percentage of assets under management as their main form of compensation. This fee structure incentivizes the firm to grow their clients’ assets, as they will also see an increase in compensation. The exact percentage varies based on the level of assets under management and the services provided.
Background
SPIELBERGER & BROOKS, INC. was founded in 1995 by financial advisors John Spielberger and Michael Brooks. Both founders have years of experience in the financial industry and hold various professional certifications. They continue to lead the firm and are actively involved in managing clients’ portfolios.
Financial Advisor Disclosures to Know
As a registered investment advisor, SPIELBERGER & BROOKS, INC. is required to disclose any potential conflicts of interest or past disciplinary actions. Currently, the firm has a clean record with no disciplinary actions on their record.