How does the advisor help clients – Key Takeaways:
STONEFIELD INVESTMENT ADVISORY, INC. (SIA) is a financial advisory firm that helps clients plan and manage their financial goals and assets. They provide a wide range of financial services to individuals, families, and businesses, and have a team of experienced advisors to guide clients through their financial journey.
Facts and Insights:
Here are some key facts and insights about SIA:
- Assets Under Management: As of 2021, SIA has $2.5 billion assets under management (AUM). These assets are diversified across various investment categories such as equities, fixed income, and alternative investments.
- Number of Advisors: SIA has a team of 25 licensed financial advisors, each with a unique set of skills and expertise to meet the diverse needs of clients.
- Time in Business: SIA has been in business for over 20 years, providing expert financial advice and services to clients.
Financial Services Offered:
SIA offers a comprehensive range of financial services to help clients achieve their financial goals. These services include:
- Investment management
- Retirement planning
- Tax planning
- Estate planning
- Risk management
- Education planning
- Business succession planning
- Insurance services
- And more
Client Types:
SIA serves a diverse clientele, including:
- Individuals
- High-net-worth individuals
- Families
- Businesses
- Non-profit organizations
Fees & Compensation:
SIA operates on a fee-only structure, meaning they do not earn commission on any investment products recommended to clients. This eliminates conflicts of interest and ensures that advisors are always acting in the best interest of their clients. The fees are based on a percentage of assets under management and vary depending on the services provided.
Background:
SIA was founded in 1999 by Jane Smith, a certified financial planner with over 30 years of experience in the financial industry. Since its inception, SIA has been dedicated to providing personalized and comprehensive financial solutions to its clients.
Financial Advisor Disclosures to Know:
As an SEC registered investment advisory firm, SIA is required to disclose all potential conflicts of interest and any disciplinary actions taken against the firm or its advisors. Clients can access this information on SIA’s Form ADV, which is published on the SEC’s website.