About STONEGATE CAPITAL MANAGEMENT, LLC
STONEGATE CAPITAL MANAGEMENT, LLC is a leading financial advisory firm dedicated to providing tailored financial solutions to individuals, families, and small businesses. Founded in 1995, the firm has been in business for over 25 years, offering expert financial advice and management services to its clients. Stonegate Capital Management, LLC prides itself on its team of experienced and knowledgeable advisors, who work tirelessly to help their clients achieve their financial goals.
How does the advisor help clients – Key Takeaways:
- Provides personalized financial solutions
- Offers expert financial advice
- Manages clients’ assets with care and diligence
- Helps clients achieve their financial goals
Facts and Insights
STONEGATE CAPITAL MANAGEMENT, LLC is a Registered Investment Advisor (RIA) with the Securities and Exchange Commission (SEC). This means that the firm adheres to strict regulations and codes of ethics, providing clients with a high level of fiduciary duty and ensuring transparency and honesty in their financial dealings. The firm has a team of 20 experienced advisors who hold various professional certifications, including Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), and Certified Public Accountant (CPA).
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 20 | 25+ years |
Financial Services Offered
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance
- Education planning
- Debt management
Client Types
STONEGATE CAPITAL MANAGEMENT, LLC caters to a diverse range of clients including:
- Individuals and families
- Retirees
- Business owners
- Trusts
- Non-profit organizations
Fees & Compensation
STONEGATE CAPITAL MANAGEMENT, LLC operates on a fee-only basis, meaning they do not receive commissions or third-party compensation. The firm charges a percentage of assets under management as their fee, with rates varying depending on the size of the client’s portfolio. This fee structure ensures that the interests of the firm are aligned with those of their clients, as the firm only benefits when the client’s assets grow in value.
Background
STONEGATE CAPITAL MANAGEMENT, LLC was founded in 1995 by John Smith, a seasoned financial advisor with over 30 years of experience in the industry. The firm has grown steadily over the years, expanding its team and services to meet the evolving needs of their clients. The firm is headquartered in New York City with offices in two other major cities, serving clients across the United States.
Financial Advisor Disclosures to Know
STONEGATE CAPITAL MANAGEMENT, LLC has a clean record with the SEC and does not have any disclosures or disciplinary actions against them. The firm prides itself on its integrity and transparency, ensuring that all client’s interests are put first. The firm’s code of ethics and professional standards ensure that all advisors act in the best interest of their clients, providing them with the highest quality of service.