How does the advisor help clients – Key Takeaways:
Sullivan Investment Management LLC is dedicated to providing exceptional financial services to their clients. With a team of experienced advisors and a wide range of offerings, they are able to assist individuals and businesses in achieving their financial goals. Here are some key takeaways about how they help clients:
- Offer personalized financial advice
- Provide comprehensive financial planning
- Implement investment strategies based on client’s risk tolerance and objectives
- Regularly review and adjust portfolios to ensure alignment with client’s goals
Facts and Insights:
Sullivan Investment Management LLC was founded in 2005 and is headquartered in New York City. They have a team of 10 advisors and manage over $500 million in assets. They pride themselves in their personalized approach to financial management and their commitment to delivering high-quality services to their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Number of Advisors | Assets Under Management |
|---|---|---|
| 2005 | 10 | $500 million |
Financial Services Offered:
Sullivan Investment Management LLC offers a wide range of financial services to individuals and businesses. These include:
- Investment management
- Financial planning
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
Client Types:
Sullivan Investment Management LLC caters to a diverse range of clients including:
- High net worth individuals
- Business owners
- Retirees
- Trusts and foundations
Fees & Compensation:
Sullivan Investment Management LLC is a fee-based advisor, meaning they charge a percentage of assets under management as their fee. This incentivizes them to work in the best interest of their clients, as their compensation is directly linked to the performance of their clients’ portfolios. They are transparent about their fees and do not receive any commission from selling financial products, eliminating conflicts of interest.
Background:
Sullivan Investment Management LLC was founded by John Sullivan, who has over 20 years of experience in the financial industry. He holds a Master’s degree in Finance and is a CFA charterholder. He leads a team of experienced advisors who are all committed to delivering exceptional financial services to their clients.
Financial Advisor Disclosures to Know:
As a registered investment advisor, Sullivan Investment Management LLC discloses all necessary information to clients, including potential conflicts of interest and any disciplinary actions. They adhere to strict regulatory standards and prioritize transparency and ethical practices in all their dealings.