How does the advisor help clients – Key Takeaways:
Summit Financial, LLC is a trusted financial advisory firm specializing in creating tailored financial plans for clients. With a team of experienced financial experts, Summit Financial helps clients navigate through complex financial decisions and achieve their financial goals.
Facts and Insights
As of 2021, Summit Financial has over $500 million in assets under management and has been in business for over 15 years. The firm has a team of 10 advisors who are dedicated to providing personalized financial advice and exceptional client service.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 2006 | $500,000,000 | 10 |
Financial Services Offered
Summit Financial offers a wide range of financial services to meet the diverse needs of their clients. These include:
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Insurance planning
- Education planning
Client Types
Summit Financial serves a diverse range of clients, including:
- High net worth individuals
- Families
- Small business owners
- Corporate executives
Fees & Compensation
Summit Financial operates on a fee-only basis, meaning they do not receive commissions or incentives for recommending specific financial products. Their fees are based on a percentage of the assets under management, ensuring that their interests are aligned with their clients.
Background
With over 50 years of combined industry experience, the team at Summit Financial has a deep understanding of the financial markets and a proven track record of success. They stay up-to-date with industry trends and continuously educate themselves to provide their clients with the best possible financial advice.
Financial Advisor Disclosures to Know
When working with a financial advisor, it’s essential to understand any potential conflicts of interest or disclosures. At Summit Financial, they hold themselves to the highest ethical standards and provide full transparency to their clients.
Some key disclosures to know when working with Summit Financial include:
- They are a registered investment advisor with the Securities and Exchange Commission (SEC).
- They do not have any legal or disciplinary actions against them.
- They do not have any affiliations with brokerage firms or insurance companies.