How does the advisor help clients – Key Takeaways:
Swell Financial is a trusted financial advisory firm that assists clients in managing their finances and achieving their financial goals. Clients can expect expertise, personalized service, and a comprehensive approach to managing their assets.
Facts and Insights
SWELL FINANCIAL was founded in 2003 and has been serving clients for over 17 years. With over $1 billion in assets under management and a team of experienced advisors, the firm has a proven track record of helping clients reach their financial objectives.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion+ | 15+ | 17 years |
Financial Services Offered
Swell Financial offers a wide range of financial services to meet the diverse needs of its clients. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Portfolio analysis and rebalancing
- Insurance planning
Client Types
Swell Financial serves a variety of clients, including individuals, families, and small businesses. The firm’s advisors have experience working with clients from a wide range of backgrounds and financial situations, and are dedicated to providing personalized and tailored services to meet each client’s unique needs.
Fees & Compensation
Swell Financial operates on a fee-based model, which means that clients are only charged fees for services provided and not for transactions. This model aligns the firm’s incentives with those of its clients and ensures that the advisors’ interests are aligned with the clients’ goals. Fees may vary depending on the complexity and scope of services provided, but clients can expect transparency and fair pricing from Swell Financial.
Background
Swell Financial was founded by a team of experienced financial advisors who saw a need for personalized, comprehensive financial planning services. The firm’s advisors have a diverse background in finance and investing, bringing a wealth of knowledge and experience to their work with clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, Swell Financial is held to a fiduciary standard, which means that the firm must always act in the best interests of its clients. This includes full transparency about fees, potential conflicts of interest, and any material facts that may impact a client’s decision-making. The firm also has a strict code of ethics and must disclose any disciplinary or legal actions taken against its advisors.