How does SWS ADVISORS, INC. help clients – Key Takeaways:
SWS ADVISORS, INC. offers a wide range of financial services to help clients protect and grow their wealth. Their experienced team of financial experts provide personalized guidance and customized solutions to meet the unique needs of each client. Here are the key takeaways of how SWS ADVISORS, INC. can help clients:
- Provide expert financial advice
- Offer a comprehensive range of financial services
- Customize solutions for each client’s unique needs
- Experienced team of advisors
- Personalized approach
- Help clients protect and grow their wealth
Facts and Insights
SWS ADVISORS, INC. has been in business for over 20 years and has a team of over 50 financial advisors. They currently manage over $2 billion in assets for their clients. Their expertise and experience in the financial industry allows them to provide valuable insights and strategies to help their clients achieve their financial goals.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Years in Business |
|---|---|---|
| $2 billion | 50+ | 20+ |
Financial Services Offered
SWS ADVISORS, INC. offers a comprehensive range of financial services to meet the diverse needs of their clients. These services include:
- Wealth management
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
- Educational planning
Client Types
SWS ADVISORS, INC. caters to a wide range of clients, including individuals, families, retirees, and business owners. They believe in building long-term relationships with their clients and providing personalized services to help them achieve their financial goals.
Fees & Compensation
SWS ADVISORS, INC. follows a fee-based compensation structure. This means that they are not paid commissions on financial products they recommend, ensuring that their recommendations are always in the best interest of the client. Their fees may vary depending on the services provided and are disclosed in advance to the client.
Background
SWS ADVISORS, INC. was founded in 1999 with the mission to provide top-quality financial services and advice to individuals and families. They have a team of experienced and knowledgeable advisors who are dedicated to helping clients achieve their financial goals. With their personalized approach and commitment to excellence, SWS ADVISORS, INC. has built a strong reputation in the financial industry.
Financial Advisor Disclosures to Know
As a registered investment advisor, SWS ADVISORS, INC. is required to disclose any potential conflicts of interest with their clients. They are also required to disclose any disciplinary actions or legal proceedings against the firm or its advisors. Clients can access this information by reviewing SWS ADVISORS, INC.’s Form ADV, which is publicly available on the Securities and Exchange Commission’s website.