How does SYMBOL CAPITAL, LLC help its clients?
How does the advisor help clients – Key Takeaways:
SYMBOL CAPITAL, LLC is a financial advisory firm that strives to provide expert guidance to its clients. With a team of experienced and knowledgeable advisors, the firm aims to help clients achieve their financial goals and secure their future.
Facts and Insights
SYMBOL CAPITAL, LLC was founded in 2005 and is based in New York City. As of 2021, the firm has $500 million in assets under management and employs 10 advisors to cater to the needs of its clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | Founded in 2005 |
Financial Services Offered
SYMBOL CAPITAL, LLC offers a wide range of financial services including investment management, retirement planning, estate planning, tax planning, and risk management. The firm believes in a holistic and personalized approach to financial planning and works closely with clients to develop customized strategies that align with their unique goals and needs.
Client Types
The firm caters to a diverse client base which includes high net worth individuals, families, young professionals, and business owners.
Each client is treated with the utmost respect and receives individualized attention to ensure their financial objectives are met.
Fees & Compensation
SYMBOL CAPITAL, LLC follows a fee-based compensation model, which means that the firm charges a percentage of the assets under management as fees. This ensures that the advisor’s interests are aligned with the client’s, as the firm only earns more when the client’s investments perform well.
Background
The advisors at SYMBOL CAPITAL, LLC have a wealth of experience and expertise in the financial industry. They are highly educated and hold various certifications and qualifications, including CFA, CFP, and CPA. The firm also prioritizes ongoing education and training for its advisors to stay updated with the latest financial trends and strategies.
Financial Advisor Disclosures to Know
As a licensed and registered firm, SYMBOL CAPITAL, LLC is required to disclose any potential conflicts of interest and any disciplinary actions against its advisors. Clients can access this information on the firm’s Form ADV, which is filed with the Securities and Exchange Commission (SEC).