How does the advisor help clients – Key Takeaways:
Facts and Insights
- Established in 1998, The 4100 Group, Inc. has over 20 years of experience helping clients manage their assets and achieve financial success.
- The firm is headquartered in New York City and currently manages over $1 billion in assets for its clients.
- The 4100 Group, Inc. is a fee-based firm, meaning they charge clients a fee based on a percentage of their assets under management.
Assets Under Management, Number of Advisors and Time in Business:
| Year Established | Assets Under Management | Number of Advisors |
|---|---|---|
| 1998 | $1 billion | 10 |
Financial Services Offered
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Education funding
- Risk management and insurance
- Debt management
- Business planning
Client Types
The 4100 Group, Inc. caters to a diverse range of clients, including:
- Individuals
- Families
- Businesses
- Trusts
- Foundations
Fees & Compensation
The 4100 Group, Inc. operates on a fee-based model, which means they charge a fee based on a percentage of the assets they manage for their clients. This allows the firm to align their interests with those of their clients, as their compensation is tied to the performance of the client’s portfolio. The firm also ensures transparency in their fees, with no hidden costs or commissions.
Background
The 4100 Group, Inc. was founded by a team of experienced financial professionals who shared a common goal of helping individuals and businesses achieve their financial goals. With a combined experience of over 50 years in the industry, the team at The 4100 Group, Inc. has the expertise and knowledge to provide sound financial advice to their clients. The firm’s advisors also continuously stay updated on the latest market trends and industry regulations to provide the best possible service to their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, The 4100 Group, Inc. is regulated by the Securities and Exchange Commission (SEC). The firm is legally bound to act in the best interests of their clients, known as a fiduciary duty. This means they must always prioritize their clients’ interests above their own. The firm also discloses any potential conflicts of interest to their clients and ensures transparency in their business practices.