How does the advisor help clients – Key Takeaways:
The Broughton Investment Group, Inc. is a trusted and experienced financial advisory firm that helps clients achieve their financial goals. With a team of knowledgeable advisors and a wide range of financial services, the firm is dedicated to providing personalized advice and guidance to its clients.
Facts and Insights
The Broughton Investment Group, Inc. was founded in 1998 and is headquartered in New York City. The firm has over 20 years of experience in the financial industry, allowing its advisors to have a deep understanding of market trends, investment strategies, and client needs.
The firm prides itself on its strong commitment to transparency, integrity, and fiduciary responsibility. This means that the advisors always act in the best interest of their clients and provide them with honest and unbiased advice.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 1998 | $1.5 billion | 15 |
Financial Services Offered
The Broughton Investment Group, Inc. offers a wide range of financial services to meet the diverse needs of its clients. These services include:
- Investment Management
- Retirement Planning
- Estate Planning
- Tax Planning
- Portfolio Diversification
- Risk Management
Client Types
The Broughton Investment Group, Inc. serves a variety of clients, including:
- High net worth individuals
- Small business owners
- Corporate executives
- Families
- Non-profit organizations
Fees & Compensation
The Broughton Investment Group, Inc. operates on a fee-based compensation structure, meaning that advisors earn a percentage of the assets under management. This ensures that the advisors are motivated to grow their clients’ investments and aligns their interests with those of their clients. The firm believes in complete transparency and will always disclose any fees or commissions to their clients.
Background
The Broughton Investment Group, Inc. was founded by John Broughton, a financial expert with over 30 years of experience in the industry. He is a Certified Financial Planner (CFP) and a Chartered Financial Analyst (CFA), showcasing his expertise and commitment to providing top-quality financial advice to his clients.
The firm’s team of advisors includes experienced professionals with diverse backgrounds and areas of expertise. They are committed to staying up-to-date with the latest financial trends and continuously enhancing their skills to provide the best service to their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, The Broughton Investment Group, Inc. is required to disclose any potential conflicts of interest, disciplinary actions, and complaints from clients. These disclosures can be found in the firm’s Form ADV, which is available to the public.
Clients should also be aware of the firm’s code of ethics, which outlines the principles and standards that the advisors must adhere to in order to maintain the firm’s reputation for integrity and professionalism.