How does the advisor help clients – Key Takeaways:
The Investment and Philanthropy Corporation is a financial advisory firm that offers a wide range of services to help clients manage and grow their wealth. With a team of experienced financial advisors and a strong commitment to philanthropy, the corporation provides personalized solutions for individuals and organizations alike.
Facts and Insights
The Investment and Philanthropy Corporation was founded in 2005 with a mission to “combine investment with philanthropy”. Since then, the corporation has helped numerous clients achieve their financial goals and make a positive impact in their communities.
The corporation has over $500 million in assets under management, with a team of 20 dedicated financial advisors. They have a diverse client base, ranging from high net worth individuals and families to non-profit organizations and foundations.
Assets Under Management, Number of Advisors, and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 20 | 15 years |
Financial Services Offered
The Investment and Philanthropy Corporation offers a wide range of financial services to help clients manage, grow, and protect their wealth. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
- Philanthropic planning
Client Types
The Investment and Philanthropy Corporation works with a diverse range of clients, including:
- High net worth individuals and families
- Entrepreneurs and business owners
- Non-profit organizations
- Foundations
- Trusts and estates
Fees & Compensation
The Investment and Philanthropy Corporation charges a percentage of assets under management as their fee for investment management services. They may also receive compensation from third parties, such as mutual fund companies, for recommending their products to clients.
However, the corporation is committed to transparency and always discloses any fees and compensation to their clients.
Background
The Investment and Philanthropy Corporation was founded by a team of experienced financial advisors who shared a passion for making a difference in their clients’ lives and society as a whole. With a strong focus on ethical and socially responsible investing, the corporation takes a holistic approach to wealth management.
Financial Advisor Disclosures to Know
As a registered investment advisor, The Investment and Philanthropy Corporation is subject to certain rules and regulations mandated by the Securities and Exchange Commission (SEC). These include:
- Fiduciary duty: As fiduciaries, the corporation is required to always act in the best interest of their clients and provide full disclosure of any potential conflicts of interest.
- Custody rule: The corporation is not allowed to have physical custody of client assets. All assets are held by a qualified custodian, such as a bank or brokerage firm.
- Form ADV: The corporation is required to provide clients with a copy of their Form ADV, which includes information about their services, fees, and potential conflicts of interest.
- Annual filing: The Investment and Philanthropy Corporation is required to file an annual report with the SEC, providing updates on their business, clients, and any material changes.