How does the advisor help clients – Key Takeaways:
Thomas C. Klein and Company, LLC is a financial advisory firm that specializes in providing personalized and comprehensive financial planning and investment management services to its clients. With a strong focus on client satisfaction, the firm assists individuals, families, and businesses in creating and achieving their financial goals.
Facts and Insights
Founded in 2001, Thomas C. Klein and Company, LLC has been in the financial services industry for almost two decades. The firm is headquartered in New York City and has a team of highly experienced financial advisors who are committed to helping their clients achieve financial success.
The firm employs a disciplined investment approach that is based on in-depth research and analysis of market trends and economic conditions. The advisors at Thomas C. Klein and Company, LLC work closely with their clients to understand their unique financial needs, risk tolerance, and long-term goals, and develop a customized financial plan that aligns with their objectives.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 19 years |
Financial Services Offered
Thomas C. Klein and Company, LLC offers a wide range of financial services to its clients, including investment management, retirement planning, tax planning, estate planning, risk management, and education planning. The firm also provides financial planning services to businesses, such as employer-sponsored retirement plans and insurance coverage for employees.
Client Types
The firm primarily serves high net worth individuals, families, and small business owners. They also work with corporate executives, medical professionals, and attorneys to help them achieve their financial goals.
Fees & Compensation
Thomas C. Klein and Company, LLC operates as a fee-only financial advisory firm. This means that the firm does not earn any commissions or receive any form of compensation from third parties, ensuring that their clients’ best interests are always the top priority. The firm charges a flat fee based on a percentage of the assets under management, making their fees transparent and easy to understand.
Background
The founder of Thomas C. Klein and Company, LLC, Thomas C. Klein, is a highly qualified and experienced financial advisor with over 25 years of experience in the financial services industry. He holds a Bachelor’s degree in Economics and a Master’s degree in Business Administration from top universities in the United States. He is also a Certified Financial Planner (CFP®) and a Chartered Financial Analyst (CFA®).
Financial Advisor Disclosures to Know
As a registered investment advisor, Thomas C. Klein and Company, LLC is legally obligated to disclose any potential conflicts of interest or disciplinary actions to their clients. The firm has a clean record and has not faced any disciplinary actions or regulatory sanctions.
In conclusion, Thomas C. Klein and Company, LLC is a highly reputable financial advisory firm that provides exceptional services to its clients. With a team of experienced advisors and a strong commitment to client satisfaction, the firm is well-equipped to help its clients achieve their financial goals and plan for a secure future.