Facts and Insights
Thompson Siegel & Walmsley LLC (TSW) is a financial advisory firm that has been helping clients achieve their financial goals for over 50 years. TSW operates with the belief that financial success requires a disciplined approach and a deep understanding of the markets.
How does the advisor help clients – Key Takeaways:
- Utilizes a disciplined investment approach to manage clients’ assets
- Employs a team of experienced professionals with diverse expertise
- Offers a range of financial services tailored to each client’s unique needs
- Caters to various types of clients from individuals to institutions
- Discloses all relevant information to clients to maintain transparency
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Years in Business |
|---|---|---|
| $15.6 billion | 27 | 50+ |
Financial Services Offered
- Investment management
- Financial planning
- Estate planning
- Retirement planning
- Tax planning
- Education funding
- Charitable giving
- Insurance solutions
- Institutional consulting services
Client Types
- Individuals
- High-net-worth individuals
- Institutions
- Endowments
- Foundations
- Corporate retirement plans
- Taft-Hartley plans
- Public funds
Fees & Compensation
TSW charges a fee based on a percentage of assets under management for its investment management services. The fee structure is based on the level of assets and the complexity of the client’s needs. Other services such as financial planning and consulting may incur additional fees.
Background
TSW was founded in 1969 and is headquartered in Richmond, Virginia. The firm is registered with the Securities and Exchange Commission (SEC) as an investment advisor and operates as an independent, employee-owned company. TSW has a strong commitment to research and employs a team of over 25 research professionals.
Financial Advisor Disclosures to Know
TSW has a clean record with no disciplinary actions taken against the firm by regulatory agencies. All of the firm’s advisors have the necessary licenses and registrations to provide financial advice to clients. Additionally, TSW has a fiduciary duty to act in the best interest of its clients at all times.