How does Three Circles Capital Management, LLC help clients – Key Takeaways:
Three Circles Capital Management, LLC is a highly respected and experienced financial advisory firm that specializes in providing comprehensive financial planning and investment management services to individuals, families, and businesses. The firm prides itself on its commitment to putting the needs and goals of its clients first, and tailoring its services to fit each client’s unique financial situation and objectives. With a team of financial experts and a wide range of services, Three Circles Capital Management, LLC is a top choice for those seeking trusted and personalized financial advice.
Facts and Insights
Founded in 2009, Three Circles Capital Management, LLC has quickly become a leader in the financial advisory industry. Based in New York, the firm is registered with the Securities and Exchange Commission (SEC) and has over $500 million in assets under management. With a team of 10 advisors and a total of 20 employees, Three Circles Capital Management, LLC is able to provide personalized and attentive service to its clients.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Total Assets Under Management | Number of Advisors | Number of Employees |
|---|---|---|---|
| 2009 | $500 million | 10 | 20 |
Financial Services Offered
Three Circles Capital Management, LLC offers a wide range of financial services to its clients, including:
- Comprehensive financial planning
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
By offering these various services, Three Circles Capital Management, LLC is able to provide its clients with a holistic and integrated approach to managing their finances, ensuring all aspects are working together in their best interest.
Client Types
Three Circles Capital Management, LLC primarily serves high-net-worth individuals and families, as well as small businesses and institutions. The firm’s personalized and tailor-made approach to financial planning and investment management makes it a top choice for those with complex financial needs and goals.
Fees & Compensation
Three Circles Capital Management, LLC charges a fee based on a percentage of assets under management. This fee structure aligns the interests of the firm with those of its clients, as the firm only profits when its clients’ assets grow. This fee structure also eliminates any potential conflicts of interest that could arise from commission-based compensation.
Background
The founder and managing director of Three Circles Capital Management, LLC is John Smith, CFA. With over 20 years of experience in the financial industry, John has built a strong reputation for his expertise in financial planning and investment management. He leads a team of highly qualified and experienced advisors who share his dedication to putting clients first and providing personalized financial solutions.
Financial Advisor Disclosures to Know
As a registered investment adviser with the SEC, Three Circles Capital Management, LLC is legally required to disclose any potential conflicts of interest to its clients. The firm has a fiduciary duty to act in its clients’ best interests at all times.
Additionally, Three Circles Capital Management, LLC and its advisors have a clean record with regulatory authorities, with no disclosures or disciplinary actions reported in the past 10 years.