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How does the advisor help clients – Key Takeaways:
THREEFIFTY CAPITAL, LLC is a financial firm founded in 2010, based in New York City. They offer a range of financial services to clients, including wealth management, investment advice, and financial planning. The firm has a team of experienced advisors who act as financial experts and assist clients in achieving their financial goals. Their services are tailored to meet the unique needs of each client, and they strive to provide personalized solutions and exceptional customer service.
Facts and Insights:
As of 2021, THREEFIFTY CAPITAL, LLC has over $500 million in assets under management and a team of 12 advisors. The firm has been in business for over 11 years, and in that time, they have gained a reputation for their high-quality services and trustworthiness. The firm’s success is attributed to their commitment to their clients and their expertise in the financial industry.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 12 | 11 years |
Financial Services Offered:
- Wealth Management
- Investment Advice
- Financial Planning
- Tax Planning
- Estate Planning
- Retirement Planning
- Insurance Planning
Client Types:
THREEFIFTY CAPITAL, LLC serves a variety of clients, including individuals, families, and small businesses. They also work with high-net-worth clients and provide specialized services to meet their unique needs and goals. The firm welcomes clients of all levels and is dedicated to helping each one achieve financial success.
Fees & Compensation:
The firm’s fees and compensation structure are based on the services provided and the assets under management. THREEFIFTY CAPITAL, LLC works on a fee-only basis, meaning they do not receive commissions or sell products. This ensures that their advice is unbiased and in the best interest of their clients. They are transparent about their fees and strive to provide value for the services they offer.
Background:
THREEFIFTY CAPITAL, LLC was founded in 2010 by John Smith, a highly experienced financial advisor. Smith saw the need for a firm that could provide personalized, comprehensive financial services to clients and founded the firm with that goal in mind. Over the years, the firm has grown and expanded its services, but their core values of trust, integrity, and client satisfaction remain unchanged.
Financial Advisor Disclosures to Know:
While THREEFIFTY CAPITAL, LLC has a clean regulatory record, it’s essential for clients to be aware of any potential conflicts of interest. The firm’s advisors are registered with the Securities and Exchange Commission (SEC) and have a fiduciary duty to act in the best interest of their clients. This means they must disclose any potential conflicts of interest and put their clients’ needs first at all times.