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How does the advisor help clients – Key Takeaways:
As a highly experienced financial professional, Timothy J. Ellis has a deep understanding of the ever-changing market trends and how they can affect his clients’ investments. He is dedicated to helping individuals and businesses achieve their financial goals by providing personalized and comprehensive financial planning services.
Facts and Insights
Timothy J. Ellis, Inc. is a registered investment advisory firm based in New York City. Founded in 2005, the company is dedicated to providing financial planning and wealth management services to individuals, families, and businesses. With over 15 years of experience in the industry, Timothy J. Ellis has developed a reputation for his expertise, professionalism, and commitment to serving his clients’ best interests.
Assets Under Management, Number of Advisors, and Time in Business:
| Year Established | Number of Advisors | Assets Under Management |
|---|---|---|
| 2005 | 1 | $100 million+ |
These numbers show that Timothy J. Ellis, Inc. is a relatively small firm with a limited number of advisors. This allows for a more personalized and hands-on approach to financial planning for each client.
Financial Services Offered
Timothy J. Ellis, Inc. offers a wide range of financial services to address the diverse needs of its clients. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Risk management
Client Types
Timothy J. Ellis, Inc. works with a variety of clients, including individuals, families, and small businesses. Their clients come from all walks of life and have different financial goals and needs. This diversity allows the company to gain insights and perspectives from different viewpoints, ultimately benefiting their clients.
Fees & Compensation
Timothy J. Ellis, Inc. believes in transparency when it comes to fees and compensation. The firm primarily charges fees based on a percentage of assets under management and does not have any conflicts of interest related to commissions. This means that their clients can trust that their recommendations are always in their best interest and not influenced by potential commissions.
Background
Timothy J. Ellis, President and founder of Timothy J. Ellis, Inc., is a highly respected financial advisor with over 25 years of experience in the industry. He holds a Bachelor’s degree in Finance from a top university, and he has also earned numerous professional designations, including Certified Financial Planner (CFP®) and Chartered Financial Consultant (ChFC®).
Throughout his career, Timothy J. Ellis has been recognized for his excellence in the field of financial planning, earning multiple awards and accolades. He is also an active member of several professional organizations, including the Financial Planning Association and the National Association of Personal Financial Advisors.
Financial Advisor Disclosures to Know
As a registered investment advisory firm, Timothy J. Ellis, Inc. is obligated to comply with certain regulations and disclose any potential conflicts of interest to their clients. These disclosures can be found on the company’s Form ADV, which is available on the SEC’s website and on the firm’s website.
In addition, Timothy J. Ellis is also required to disclose any disciplinary history, if applicable. As of now, there have been no disciplinary actions found against him or his firm.